State of Maharashtra v. B.K. Subbarao, 1993 Cri LJ 2984 (Bom)
Key idea: Explicit authorization and proper sanction are must-haves. Courts also need to see the documents to test secrecy and intent.
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Quick Summary
This case sets strict ground rules for prosecutions under the Official Secrets Act and Atomic Energy Act. Authorization must be clear and specific. Section 197 CrPC sanction is needed when acts relate to official duty—even for retired officers. Courts must see the documents to decide if they are truly “secret,” and the State must prove intent to harm security. Here, these steps were missing, so the discharge was upheld.
- Authorization covered only S.3 & S.6 OSA, not S.5—charge failed.
- Sanction under AEA was granted without reading the documents—invalid.
- No proof of intent; documents not produced for judicial scrutiny.
Issues
- Was there valid, specific Central Government authorization under OSA/AEA?
- Did Section 197 CrPC apply to a retired naval officer for acts linked to official duty?
- Did failure to produce the alleged secret documents vitiate the charges?
Rules
- Explicit Authorization: Must precisely cover the sections invoked; “other cognate offences” is insufficient.
- Evidence-Based Sanction: Sanctioning authority should examine the actual documents, not only summaries.
- Section 197 CrPC: Protects acts done in official capacity; applies even post-retirement if connected to duty.
- Judicial Scrutiny of Documents: Courts must verify secrecy; mere possession isn’t an offence without harmful intent.
Facts (Timeline)
Arguments
State (Petitioner)
- Possession of secret-marked papers justified OSA/AEA charges.
- General authorization and AG’s sanction were adequate.
- Section 197 CrPC did not apply after retirement.
Respondent (Subbarao)
- No specific authorization for the sections pressed, especially OSA S.5.
- AG’s sanction issued without reading the documents—illegal.
- Acts (if any) linked to official duty; S.197 sanction mandatory.
- Documents not shown to court; no proof of intent to harm security.
Judgment
Held: Authorization under OSA/AEA must be explicit; here it covered only OSA S.3 & S.6, not S.5. AG’s sanction under AEA was issued without examining the actual documents. Section 197 CrPC applied as the acts related to official duty. Mere possession was not enough without proof of harmful intent. Refusal to produce documents blocked judicial scrutiny. The prosecution was vitiated; discharge was upheld; the State’s revision was dismissed.
Ratio
Specific authorization + real sanction + court scrutiny + intent are mandatory pillars for national security prosecutions. Skipping any pillar collapses the case.
Why It Matters
- Prevents misuse of security laws through vague authorizations.
- Protects fair process: courts must see and assess sensitive documents.
- Clarifies that retired officials still need S.197 sanction when duty-linked.
Key Takeaways
- Name the sections—authorization must be specific.
- Read the evidence—sanction after examining documents.
- Apply S.197—duty-linked acts need prior sanction.
- Prove intent—possession alone is not an offence.
- Show the court—documents must be produced for scrutiny.
Mnemonic + 3-Step Hook
Mnemonic — “A-S-I-D” (Authorize • Sanction • Inspect • Demonstrate intent)
- Authorize: Name exact sections (no vague add-ons).
- Sanction: Decide after reading the real documents.
- Inspect: Court must see and test the papers.
- Demonstrate intent: Show real risk to security.
IRAC Outline
| Issue | Validity of prosecution without specific authorization, proper sanction, and document scrutiny; need for S.197 sanction. |
|---|---|
| Rule | Explicit authorization; evidence-based sanction; S.197 for duty-linked acts; court must inspect documents; intent required. |
| Application | Authorization didn’t cover S.5 OSA; sanction granted sans documents; no intent shown; documents withheld from court. |
| Conclusion | Prosecution vitiated; discharge sustained; State’s revision dismissed. |
Glossary
- Official Secrets Act (OSA)
- Law penalising unauthorised handling of sensitive information related to state security.
- Section 197 CrPC
- Requires prior sanction to prosecute public servants for acts done in official duty; applies to retired officers if duty-linked.
- Sanction
- Formal permission to prosecute; must be based on direct examination of evidence.
FAQs
Related Cases
State of Punjab v. Barkat Ram
Standards for admissibility and rigour in security-related prosecutions.
Balakrishna Pillai line (sanction)
Sanction must be informed by evidence; mechanical approvals are invalid.
R.S. Nayak v. A.R. Antulay
Principles around sanction and fair process in prosecutions.
Johri Mal; Shrilekha Vidyarthi
Process review vs. merits; Article 14 check on arbitrariness.
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