About this subject
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Jurisprudence covers the whole range of legal theory, from the first question (why study this subject at all) to the latest debates on justice, gender and the Indian Constitution.
Names like Kelsen, Hart and Dworkin, and words like Grundnorm, need not be feared. Every theory began with a simple question that anyone could ask:
- What is law?
- Why should I obey it?
- What is justice?
The subject is best studied like a story. Every thinker was trying to solve a problem, very often one left behind by the thinker before. So each new theory answers, improves, challenges or rejects an earlier one. Remembering who was answering whom prevents theories from being mixed up.
Why Study Jurisprudence
Meaning of the word
Jurisprudence comes from two Latin words: juris, meaning "of law", and prudentia, meaning knowledge or wisdom. Literally, jurisprudence means knowledge of law, or wisdom about law.
The Roman jurist Ulpian, who lived about 1800 years ago, described it as the knowledge of things divine and human, and the science of the just and the unjust.
In today's narrower sense, jurisprudence means the philosophical study of law. It is also called legal theory or the philosophy of law; all three names mean the same thing.
Jurisprudence asks questions such as:
- What is law?
- Why should people obey law?
- What makes a law valid?
- How is law related to morality?
- What is justice?
From particular laws to theory
Knowledge is built in two stages: first we learn particular facts, then we build a theory on them. In the first years of law, students learn particular laws such as contract, criminal law and the Constitution. Theory then shows the larger picture: how laws are made and enforced, what role they play in society and politics, and what they are trying to achieve. With this picture, a student can analyse laws and judgments and form opinions on the issues of the day.
Prince knows the traffic rules: red means stop, green means go. That is knowledge of particular rules. One night at 2 o'clock, Prince stops at a red light on an empty road. There is no policeman, no camera, no other car. Farhan, sitting next to him, laughs and asks why he is stopping when nobody will catch him. Prince must now think: does he obey because he fears punishment? Because the rule is sensible? Or because he believes rules must be followed whether anyone is watching or not? The moment Prince asks these questions, he has stepped into Jurisprudence.
Prescribed readings
- John Austin, The Uses of the Study of Jurisprudence: mature legal systems share many common principles, ideas and distinctions, such as right, duty, sanction, person and property. Students who understand these clearly can understand any legal system more easily, argue better, and make better laws if they become legislators.
- William Twining, Some Jobs for Jurisprudence: jurisprudence has many jobs at many levels. It asks the big questions (what is law), but also does practical work, such as developing working theories for lawyers and law reformers and pulling together knowledge in new areas of law. It also acts as a bridge, bringing ideas from philosophy, sociology and economics into the study of law.
Five practical reasons to study Jurisprudence
- Clarity: words like right, duty, liability and sovereignty are used every day in court; jurisprudence tells exactly what they mean.
- Understanding judgments: when the Supreme Court speaks of the basic structure, constitutional morality or natural justice, it uses ideas from jurisprudential debates.
- Critical thinking: one asks not only what the law is, but whether it is fair and wise.
- Better advocacy: in a hard case, the lawyer who understands theory can give the court a principled argument.
- Law reform: every reform began with someone questioning the existing law.
The goals of studying jurisprudence, and exactly what examiners look for: know the theories, understand them through examples, connect them with Indian issues, compare them, weigh their strengths and weaknesses, and form one's own opinions.
What is Law
This is the central question of the whole subject.
Hart's warning
Herbert Hart, one of the greatest legal philosophers of the twentieth century, began his famous book The Concept of Law with a warning: few questions about human society have been asked so persistently, and answered by serious thinkers in such different, strange and even paradoxical ways, as the question "what is law?"
Why the question is difficult
Hart borrowed an observation of Saint Augustine about time: when nobody asks him what time is, he knows; when someone asks him to explain it, he does not know. Law is similar. We recognise law easily (an Act of Parliament is law; the B.N.S. is law), but when asked to explain what law is, and how it is related to force, to morality and to rules, we struggle.
There are borderline cases too:
- Is international law really law, when there is no world government to enforce it?
- Are the customs of a tribe law?
But Hart pointed out that almost every general word has such doubtful cases, so they cannot explain the long debate. The real puzzle lies in explaining the clear, ordinary cases.
Hart's three recurring questions
Three questions keep coming back in the debate on the nature of law. Almost every theory in jurisprudence answers one or more of them:
- How is law different from an order backed by a threat, like the order of a robber?
- How is a legal duty related to a moral duty?
- What are rules, and to what extent is law a matter of rules?
One event, many answers
Prince parks his car in a no-parking zone and the traffic police fine him. Why is that parking rule a law?
- Command theory: because it is a command of the sovereign, backed by a penalty.
- Hierarchy of norms: because it is authorised by a higher norm, the Motor Vehicles Act, and ultimately the Constitution.
- Rule-based view: because it is a rule that officials accept as part of the legal system.
- Natural law: asks whether the rule is reasonable and serves the common good.
- Realist: the real law is whatever the police and the courts actually do about parking.
- Sociologist: the rule exists because a crowded city needs orderly roads.
- Marxist: asks whose interests the design of our cities really serves.
Same event, many answers. That is Jurisprudence.
The four groups of theories in the syllabus
| Group | What it covers |
|---|---|
| 1. Theories about law | Positivism (law is whatever human authority has laid down) and natural law (law must meet a higher standard of reason and morality); also Finnis, Dworkin and Raz, the enforcement of morality, rights and duties, and the duty to obey law. |
| 2. Law as a social and economic instrument | Historical, anthropological and sociological schools; utilitarianism; law and economics; theories of justice. |
| 3. Law as a judicial pronouncement | What judges actually decide: the realist school. |
| 4. Law as an instrument of dominance | Economic dominance (Marxism); social, political and ideological dominance (critical legal studies and post-modernism); gender dominance (feminist jurisprudence). |
Law, morality and social custom
Law, morality and social custom often overlap (murder is forbidden by all three), but they are not the same. Much of Jurisprudence is an argument about where exactly the lines between them should be drawn.
| Type of rule | Example | Enforced by |
|---|---|---|
| Moral rule | Be kind to your parents | Mainly conscience |
| Social rule | Dress formally for a wedding | Social pressure |
| Legal rule | Murder is forbidden (also forbidden by morality and custom) | Organised power of the state, through courts, police and prisons |
The first serious attempt to give a clear, almost scientific, answer to the question "what is law?" was made by the legal positivists.
Analytical Positivism: Its Genesis
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Meaning of positive law
The word "positive" comes from the Latin positum, meaning "laid down". Positive law means law laid down by human beings: by a legislature, a king or a court.
Legal positivism is the theory that law is simply what has been laid down by human authority. Whether a rule is law depends on its source (who made it and how), not on whether the rule is good or just.
Why positivism arose
For about two thousand years, most thinkers had tied true law to God, nature or reason: the natural law tradition. By the seventeenth and eighteenth centuries:
- strong nation states had emerged, with kings and parliaments making laws;
- science taught people to study things as they actually are;
- religion was losing its hold on public life;
- people wanted certainty about what the law was.
Forerunners
- Thomas Hobbes, in Leviathan (1651), treated law as the command of the sovereign.
- David Hume, the Scottish philosopher, pointed out that one cannot logically derive an ought from an is: from facts about how the world is, one cannot directly conclude how it ought to be. This gave the positivists their key idea: law as it is and law as it ought to be are two separate questions.
The school is also called the analytical school, because it analysed basic legal concepts like sovereignty, command, right, duty and sanction.
Four claims of positivism
- Law is made by human beings, and its existence is a matter of social fact.
- There is no necessary connection between law and morality, so an unjust law can still be a valid law.
- What the law is must be kept separate from what the law should be.
- Legal concepts can be analysed clearly and systematically.
The most common mistake: thinking that positivists liked cruel laws or believed every law must be obeyed. Not at all. The early positivists were great reformers. Their point was that law must first be identified clearly; only then can it be criticised honestly. In Austin's famous sentence: "The existence of law is one thing, its merit or demerit is another."
The state government makes a rule that all shops must close by 10 at night. Prince, a shopkeeper, thinks the rule is foolish; Farhan thinks it is wise. A positivist would say: if the government had the legal power to make this rule and followed the proper procedure, it is law. Whether it is wise is a separate question, for debate and reform.
Bentham and Austin, and Sovereignty in India
Jeremy Bentham and John Austin are the two founders of English positivism.
Jeremy Bentham (1748–1832)
Bentham was a philosopher, a restless reformer and the founder of utilitarianism. At his request, his body was preserved after his death: his skeleton, dressed in his own clothes and topped with a wax head, still sits in a glass case at University College London.
Expository and censorial jurisprudence
| Expository jurisprudence | Censorial jurisprudence |
|---|---|
| Study of law as it is | Study of law as it ought to be |
| The expositor explains the law | The censor criticises the law |
Both jobs matter, but they must not be mixed up.
Bentham's attacks
- English common law: judges made it after the event, so people could not know the law in advance. He compared it to training a dog by waiting until it does something wrong and then beating it.
- Natural rights: he called them "nonsense upon stilts".
He wanted clear written codes instead; he invented the word codification. For Bentham, a law is an expression of the sovereign's will, usually backed by a sanction. His theory was more flexible than Austin's, because he accepted that sovereign power could be divided, or limited by express agreement.
John Austin (1790–1859)
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Austin was a follower of Bentham. When the University of London was founded in 1826, he was chosen as its first professor of jurisprudence. His lectures were published in 1832 as The Province of Jurisprudence Determined. In his lifetime he was a failure and his lectures were poorly attended, but after his death his theory dominated English legal thinking for almost a century. He is called the father of the analytical school.
"Province" means a field or area. Austin wanted to mark out the boundary of jurisprudence, separating law properly so called from things merely called law.
The command theory
Austin: Law is a command of the sovereign, backed by a sanction.
- Command: an expression of a wish that someone should do, or not do, something.
- Sanction: the evil that will follow if the command is disobeyed.
- Duty: the position of the person who is commanded and liable to the sanction.
Command, duty and sanction always go together.
Austin's test of the sovereign
- The sovereign is a determinate human superior, a definite person or body of persons.
- The bulk of the society is in the habit of obedience to this person or body.
- This person or body is not in the habit of obeying anyone else.
Sovereign power is indivisible and legally unlimited. Any legal limit would need a higher sovereign to enforce it, and that higher body would then be the real sovereign. Applying this test, Austin placed sovereignty in Britain in the King, the House of Lords and the electors of the House of Commons, taken together.
Austin's classification of laws
| Laws properly so called | Laws improperly so called |
|---|---|
|
|
Prince's father tells him, "Be home by 10, or no pocket money this month." That is a command with a sanction, and Austin would even call it a law properly so called. But it is not positive law, because the father gives the order as a private person, not as a political superior acting under the authority of the state. It is a rule of positive morality.
By contrast, Section 103 of the B.N.S. punishes murder with death or imprisonment for life. This fits Austin perfectly: the sovereign commands "do not murder" and attaches a sanction.
Exceptions and explanations
Austin admitted a few exceptions:
- declaratory laws;
- repealing laws;
- imperfect laws (laws without a sanction).
He explained custom and judge-made law as follows:
- A custom becomes law only when the courts enforce it.
- Judges act as delegates of the sovereign; whatever the sovereign permits, it is taken to have commanded.
Criticisms of Austin
- Many laws do not command anything. Laws that let a person make a will, sign a contract or marry confer powers.
- Laws also bind the very people who make them.
- Austin cannot explain customary law. Sir Henry Maine's Indian example: Maharaja Ranjit Singh of Punjab was an absolute ruler whose commands were always obeyed, yet he never made a law in Austin's sense. His subjects' lives were governed by their ancient customs.
- No single, unlimited sovereign can be found in a federal country with a written constitution, such as India.
Where does sovereignty lie in India?
Applying Austin's test:
| Candidate | Is it Austin's sovereign? |
|---|---|
| Parliament | No. It cannot normally make laws on subjects the Seventh Schedule gives to the States; its laws can be struck down for violating fundamental rights under Article 13; and since Kesavananda Bharati (1973), even its amending power cannot destroy the basic structure. |
| The President | No. Under Article 74, the President acts on the advice of the Council of Ministers. |
| The Supreme Court | No. It interprets the Constitution, but cannot make laws on any subject it likes. |
| The people | The Preamble says that "we, the people of India" give to ourselves this Constitution. The people are the ultimate source of authority, but they are not a determinate body issuing commands in Austin's sense. |
Power in India is divided among different organs, all limited by a supreme written Constitution.
In re Berubari Union (1960): After Partition, India and Pakistan had a boundary dispute over Berubari Union No. 12 in the Jalpaiguri district of West Bengal, along with a question of exchanging enclaves (small pockets of one country's land lying inside the other) in the Cooch Behar area. In 1958, Prime Minister Jawaharlal Nehru and Pakistan's Prime Minister Feroz Khan Noon agreed that Berubari would be divided, part going to Pakistan, and the enclaves exchanged. Doubts arose about implementation, and the President referred the question to the Supreme Court under Article 143 (advisory opinion).
Issue: Did implementing the agreement need legislation? If so, was an ordinary law of Parliament under Article 3 enough, or was a constitutional amendment under Article 368 required?
Held: The Court rejected the government's argument that the agreement only marked out the existing boundary; it gave away Indian territory (cession). India is a sovereign state and one attribute of sovereignty is the power to cede territory to a foreign state, but in India this power must be exercised in the manner the Constitution lays down. Article 3 deals with changes inside India (forming new States, altering boundaries), not handing over Indian territory to a foreign country. Giving away territory changes Article 1 and the First Schedule, which describe the territory of India. So the agreement could be implemented only by amending the Constitution under Article 368. The Court also said the Preamble is a key to the minds of the makers of the Constitution but not a part of it; this view was later rejected in Kesavananda Bharati, which held that the Preamble is part of the Constitution.
Aftermath: Parliament passed the Constitution (Ninth Amendment) Act, 1960. In 2015, the land boundary agreement with Bangladesh was also implemented by a constitutional amendment, the Hundredth Amendment.
Principle: Even the most sovereign act a nation can perform, giving away its own land, needed the special procedure of the Constitution, not just a government decision or an ordinary law.
In India, the final word belongs to no single person or body with unlimited power. It belongs to the Constitution, which rests on the people. The closest thing to Austin's legal sovereign is the amending power under Article 368, and even that is limited by the basic structure.
Bentham and Austin in the Light of Indian Cases: Gopalan and ADM Jabalpur
If law is simply the command of the sovereign, the judge's job is to apply the command as it stands, without asking whether it is just. Two famous Indian cases show this attitude and its dangers.
A. K. Gopalan v. State of Madras (1950)
A. K. Gopalan v. State of Madras (1950): A. K. Gopalan, a well-known communist leader, was detained in 1950 under the Preventive Detention Act of that year. (Preventive detention means holding a person in custody without trial, to prevent that person from doing something harmful in the future.) He went directly to the Supreme Court under Article 32, arguing that the Act violated Articles 19, 21 and 22.
Issues: (1) In Article 21 ("no person shall be deprived of his life or personal liberty except according to procedure established by law"), does "law" mean any procedure enacted by the legislature, or a fair and just procedure like the due process of law in the American Constitution? (2) Should Articles 19, 21 and 22 be read together or separately?
Held (majority of the six-judge bench): A strictly positivist view. "Law" in Article 21 means law made by the State, that is, enacted law, not natural justice or some higher idea of fairness. The framers deliberately chose "procedure established by law" instead of "due process of law". If a valid law lays down a procedure and it is followed, the Court cannot ask whether it is fair. Article 19 does not apply to a law of preventive detention; the fundamental rights were treated as separate compartments. The detention was upheld by 4 to 2. All six judges agreed on striking down Section 14 of the Act, which prevented the grounds of detention from being disclosed even to the court.
Dissents: Justice Mahajan dissented on a narrow ground, finding that another section of the Act did not comply with Article 22. The famous dissent was by Justice Fazl Ali: fundamental rights are not watertight compartments, and "law" must include basic principles of natural justice, like notice, a hearing and an impartial decision.
Principle: The majority's reasoning is pure Austin: law is whatever the sovereign legislature has enacted, and the judge does not judge its morality.
This approach did not last:
- R. C. Cooper (1970): the Supreme Court rejected the idea of separate compartments.
- Maneka Gandhi (1978): the procedure itself must be fair, just and reasonable.
ADM Jabalpur v. Shivkant Shukla (1976)
Popularly called the ADM Jabalpur case or the habeas corpus case. Habeas corpus is a writ by which a court asks the authority holding a person in custody to produce the person and justify the detention.
Additional District Magistrate, Jabalpur v. Shivkant Shukla (1976): On 25 June 1975, a national Emergency was proclaimed under Article 352 on the ground of internal disturbance. Two days later, the President issued an order under Article 359 suspending the right of any person to move any court to enforce Articles 14, 21 and 22 during the Emergency. Thousands of people, including leading opposition politicians, were detained under the Maintenance of Internal Security Act. Several High Courts held that a detainee could still ask the court to check whether the detention followed the Act or was made in bad faith. The State appealed.
Issue: When the enforcement of Article 21 is suspended, can a detained person still file a habeas corpus petition, claiming the detention is illegal or made in bad faith?
Held (4 to 1): No. The majority was Chief Justice A. N. Ray and Justices M. H. Beg, Y. V. Chandrachud and P. N. Bhagwati. Article 21 is the sole repository (the only source) of the right to life and personal liberty against the State. Once its enforcement is suspended by a valid Presidential Order, the detainee has no locus standi (no legal standing) to challenge the detention, even on the ground that it is illegal or made in bad faith. It is widely reported that the Attorney General accepted during the hearing that, on his argument, even an unlawful taking of life would have no remedy in court while the Emergency lasted.
Dissent: Justice H. R. Khanna held that the right to life and personal liberty is not a gift of the Constitution; it existed before the Constitution, and Article 21 only recognises it. Suspending the remedy does not make an illegal detention legal. The rule of law means the State cannot take away life or liberty without the authority of law, even during an Emergency. In January 1977, he was passed over for the post of Chief Justice of India although he was the senior-most judge, and he resigned.
Principle: Suspending the remedy does not make an illegal detention legal (dissent, later vindicated).
Vindication of Justice Khanna
- The Forty-fourth Amendment Act, 1978 (in force from 1979) changed Article 359, so that the enforcement of Articles 20 and 21 can never be suspended, even in an Emergency.
- In 2017, in the Puttaswamy case on privacy, a nine-judge bench expressly overruled the majority in ADM Jabalpur. The leading opinion was written by Justice D. Y. Chandrachud, whose father, Justice Y. V. Chandrachud, had been in the ADM Jabalpur majority.
The jurisprudential lesson
| Majority in ADM Jabalpur | Justice Khanna's dissent |
|---|---|
| Reasoned like strict Austinians | Reasoned more like a natural lawyer |
| Rights exist only because the sovereign's law grants them; remove the remedy and nothing is left | Some rights exist before and above the state |
Be careful: Hart would say that a positivist can recognise an evil law as law, and still condemn it and refuse to obey it. The real lesson is that a legal system which looks only at commands, never at justice, becomes dangerous in a crisis.
Kelsen and the Grundnorm in the Indian Legal System
Austin built law on a fact: the habit of obedience to a powerful person. Hans Kelsen found this foundation too weak.
Hans Kelsen (1881–1973)
Kelsen was an Austrian jurist and the main architect of the Austrian Constitution of 1920, which created a special constitutional court to check whether laws conform to the constitution. When the Nazis came to power in 1933, Kelsen, who was of Jewish origin, lost his professorship in Germany. He later left Europe and spent his last decades teaching in America, at Berkeley. His most famous work is the Pure Theory of Law.
Kelsen's two complaints
- Jurisprudence was mixed up with ethics, politics, sociology and psychology. He wanted a pure theory, one that studies only law.
- A fact alone can never create a duty. That people usually obey someone does not mean they ought to.
For Kelsen, law is not a set of commands. It is a system of norms. A norm is an ought statement: it says what ought to happen.
A tax officer demands 5000 rupees from Prince. A robber on the street also demands 5000 rupees. As bare facts, the two situations look alike. Yet the tax officer's demand is valid and the robber's is not, because the tax officer's demand is authorised by a higher norm (the tax law), and the tax law is valid because it was made under a still higher norm (the Constitution). The robber's demand is authorised by nothing.
The hierarchy (pyramid) of norms
- At the bottom are individual norms, like a court's judgment.
- The judgment is valid because a statute authorises it.
- The statute is valid because the Constitution authorises it.
- The chain cannot go on forever. At the very top stands the Grundnorm, a German word meaning the basic norm.
A frequent error: the Grundnorm is not the Constitution. It is not a written rule at all. It is a presupposition, an assumption every lawyer makes when reasoning about law. Roughly, it says: the historically first constitution ought to be obeyed. It is not proved but presupposed, because without it no legal reasoning could begin. It has no moral content; it says nothing about justice or rights and only gives validity to the whole system.
Efficacy and sanction
- Efficacy: a legal order is valid only if it is, by and large, effective. If a revolution succeeds and the new order becomes effective, lawyers begin to presuppose a new Grundnorm.
- Sanction: law is a coercive order. A legal norm in its basic form says: if a person commits theft, an official ought to punish the thief. The real addressee of the norm is the official. In his General Theory of Law and State, Kelsen called this sanction norm the primary norm, and the rule of conduct the secondary norm, the opposite of Hart's usage.
State v. Dosso (1958): The Supreme Court of Pakistan, led by Chief Justice Muhammad Munir, relied on Kelsen to hold that a successful coup is a recognised legal method of changing a constitution. This gave legal cover to military rule.
In 1972, in Asma Jilani's case, the same Court rejected that approach.
Principle: Kelsen's theory describes how lawyers reason; it was never meant to justify a coup.
The Grundnorm in India
Building the Indian pyramid:
- At the bottom: an order of a District Magistrate, valid because rules under an Act authorise it.
- The Act is valid because a competent legislature made it within Articles 245 and 246 and the Seventh Schedule, without violating fundamental rights.
- The Constitution: many writers say India's Grundnorm is the presupposition that the Constitution of India, adopted on 26 November 1949 and fully in force from 26 January 1950, ought to be obeyed.
Article 395 repealed the Indian Independence Act, 1947 and the Government of India Act, 1935. The framers wanted to cut the legal link with the British Parliament, so that the Constitution would draw its authority from the people of India, not from a British statute. In Kelsen's language, this marks a fresh starting point for the Indian legal order.
Is the basic structure India's Grundnorm?
Some writers call the basic structure doctrine India's Grundnorm, because it tests even constitutional amendments. But Kelsen's Grundnorm has no moral content, while the basic structure has real content, like democracy, secularism and judicial review.
It is more accurate to call the basic structure the highest standard within our constitutional law, and the Grundnorm the silent presupposition behind the whole Constitution.
Austin and Kelsen compared
| Point | Austin | Kelsen |
|---|---|---|
| Source of law | A person (the sovereign) and a fact (habitual obedience) | A norm and a chain of validity |
| State and law | The sovereign stands above law | The state is the legal order itself |
| Structure (as the syllabus describes it) | A disintegrated structure: a heap of separate commands | Law with an internal validity structure |
| Common ground | Positivist; sanction is essential | Positivist; sanction is essential |
Criticisms of Kelsen
- The Grundnorm looks like a fiction, and nobody can say exactly what it is in a given country.
- His theory is not really pure, because it depends on efficacy, which is a fact.
- Like Austin, he puts too much weight on sanctions.
These criticisms prepared the way for Herbert Hart.
H. L. A. Hart: The Concept of Law
Herbert Lionel Adolphus Hart (1907–1992) was a barrister, worked for British intelligence in the Second World War and became Professor of Jurisprudence at Oxford. His The Concept of Law (1961) is probably the most influential English work of legal philosophy of the twentieth century.
Hart's Attack on Austin
The gunman situation writ large
Austin's model, said Hart, is the gunman situation writ large. A gunman tells a bank clerk, "hand over the money or I will shoot". The clerk is obliged to obey, but is not under an obligation.
Being obliged v. having an obligation: being obliged is about fear; having an obligation is about rules. Law creates obligations, not just fear.
Where Austin fails
- Power-conferring laws: many laws confer powers rather than impose duties. A will made without the required witnesses is not punished; it is simply invalid, and invalidity is not a sanction.
- Continuity: people habitually obey King Rex the First. When his son, Rex the Second, gives his first order, no habit of obeying him exists yet, but his order is law from the first day because a rule says the heir succeeds.
- Persistence: laws made a hundred years ago remain valid though their makers are long dead.
In each case the answer is rules, not habits.
The Internal Point of View
In cricket, a foreign visitor in the stands notices that when the ball hits the stumps, the batsman usually walks away: the external point of view. For the players, the rule is a standard that gives a reason to walk away and justifies criticism of anyone who refuses: the internal point of view.
A rule exists when people accept it as a standard, not merely when they behave in a regular way.
Law as a Union of Primary and Secondary Rules
- Primary rules impose duties, for example "do not steal" and "pay your taxes".
- Secondary rules are rules about the primary rules.
The three defects of a pre-legal society
A simple society with only primary rules, kept alive by social pressure, would suffer three defects, each cured by a secondary rule.
| Defect | What it means | Remedy (secondary rule) |
|---|---|---|
| Uncertainty | A doubt about what the rules are cannot be settled | Rule of recognition, which tells us how to identify valid law |
| Static quality | The rules cannot be deliberately changed | Rules of change, which allow new laws to be made and old ones repealed |
| Inefficiency | No official body can finally decide whether a rule has been broken | Rules of adjudication, which empower judges to decide disputes |
With these three kinds of rules, said Hart, a society steps from the pre-legal world into the legal world.
The rule of recognition
The rule of recognition is the most important secondary rule and the ultimate rule of the system.
- It does not get its validity from any higher rule.
- It exists simply as a fact, in the actual practice of judges and officials who accept it and use it to identify valid law.
- In Britain, for example, its central part was that whatever the Queen in Parliament enacts is law.
When does a legal system exist?
According to Hart, a legal system exists when two conditions are met:
- Citizens generally obey the valid rules, even if only out of habit or fear.
- Officials accept the secondary rules, especially the rule of recognition, from the internal point of view, as common standards for their official conduct.
Open Texture of Law
Words have a core of settled meaning and a penumbra, a shadowy fringe, of doubt.
Rule: "no vehicles in the park". A car is clearly a vehicle (core). A bicycle, roller skates or a toy car are penumbral cases. The rule gives no clear answer, so the judge uses discretion and partly makes new law.
Minimum Content of Natural Law
Though a positivist, Hart accepted that simple facts about human beings require every legal system to contain certain basic rules. Human beings are vulnerable, roughly equal, of limited unselfishness, with limited resources and limited understanding and strength of will. So every legal system needs rules protecting persons, property and promises. This is only a small bridge towards natural law; it does not mean a law must be just to be valid.
Hart Compared with Austin and Kelsen
| Austin | Hart |
|---|---|
| Commands | Rules |
| Habits of obedience | Acceptance |
| A single sovereign | A rule of recognition |
| Kelsen's Grundnorm | Hart's rule of recognition |
|---|---|
| An assumption in the lawyer's mind | A social fact, observable in the behaviour of officials |
| Asks what we must assume | Asks what officials actually do |
The three positivists in one line each: Austin: law is the command of the sovereign. Kelsen: law is a hierarchy of norms resting on a presupposed Grundnorm. Hart: law is a union of primary and secondary rules resting on an accepted rule of recognition.
Hart and the Indian Legal System
An article by Sheela Rai applies Hart's concept of law to the Indian Constitution.
Primary and Secondary Rules in India
| Type of rule | Indian illustration |
|---|---|
| Primary rules | Everywhere, e.g. the ban on theft and murder in the B.N.S. |
| Rules of change | Articles 107–111 (how a Bill becomes an Act); Article 123 (ordinances); Article 368 (amendments) |
| Rules of adjudication | Article 124 (establishes the Supreme Court); Articles 32 and 226 (power to issue writs) |
India's Rule of Recognition
A rule is valid law in India if it is made by a competent legislature, on a subject within its list in the Seventh Schedule, by the proper procedure, without violating fundamental rights. A constitutional amendment must also not destroy the basic structure. Supreme Court judgments bind all courts under Article 141. Under Article 13, law includes custom or usage having the force of law.
The basic structure and a changing rule of recognition
The basic structure test is written nowhere in the Constitution. The Supreme Court added it in 1973; Parliament tried to shut it out in 1976, but the Court struck that attempt down in Minerva Mills (1980), and judges and officials have since accepted it. Hart explains this: the rule of recognition is what officials, especially judges, actually accept and practise, so it changes when their practice changes.
Open Texture in Indian Law
Article 12 defines "the State", against which fundamental rights are enforced, to include "other authorities".
Zee Telefilms v. Union of India (2005): the question was whether the Board of Control for Cricket in India, a private society, is an "other authority" under Article 12. Held (by 3:2): the cricket board is not State under Article 12, though a remedy may still lie against it under Article 226. Principle: the narrow majority shows a penumbral case, where judges had to exercise judgment.
Moral Words in the Constitution
The Constitution is full of moral words: reasonable, equality, liberty, justice. Late in his life, Hart said a rule of recognition can include such moral tests.
Gopalan and ADM Jabalpur raise the question: if a valid law is deeply unjust, is it still law? Natural law, over two thousand years old, addresses it.
Natural Law: Ancient and Medieval Western Theories
The Sovereign's Law and the Higher Norm
Natural law thinkers say that above the law made by rulers there is a higher law, based on nature, reason or God.
- This higher law is universal: the same everywhere and at all times.
- Human laws should follow it.
- If a human law goes badly against it, that law is defective or, some would say, not law at all.
So there is a bifurcation, a split, between positive law and natural law.
Antigone
In Sophocles' Antigone (about two and a half thousand years old), King Creon orders that the body of Polyneices, who died fighting against the city, must not be buried. His sister Antigone buries him anyway and tells Creon his order cannot override the unwritten and unchanging laws of the gods. This is natural law in its simplest form: there is a law above the king.
The Sophists and Plato
The Sophists disagreed. In Plato's Republic, Thrasymachus says justice is simply the interest of the stronger. Plato rejected this: justice is a harmony in which each part of society does its proper job, guided by reason.
Aristotle
| Concept | Meaning | Illustration |
|---|---|---|
| Natural justice | Has the same force everywhere | One should not kill the innocent |
| Legal or conventional justice | Depends on what a particular community decides | Which side of the road to drive on |
| Distributive justice | Divides benefits and burdens in proportion to merit | — |
| Corrective justice | Restores the balance when one person wrongs another | Tort and contract |
Aristotle also described equity as the correction of law where it goes wrong because it is framed in general terms.
The Stoics and Cicero
The Stoics, beginning with Zeno of Citium, taught that reason governs the universe and every human shares in it; so all humans are fundamentally equal, citizens of one world.
Cicero: true law is right reason in agreement with nature. It is universal, unchanging and eternal. It will not be one law at Rome and another at Athens.
The Roman Lawyers
- Jus civile: the law of Roman citizens.
- Jus gentium: the law common to all peoples, used in dealings with foreigners.
- Jus naturale: natural law, the law that reason finds in nature itself.
Saint Augustine
Saint Augustine (354–430) taught that human law must conform to God's eternal law, and that a law that is not just does not seem to be a law at all. Later writers put this as lex iniusta non est lex: an unjust law is not law.
Saint Thomas Aquinas
Saint Thomas Aquinas (1225–1274), the greatest medieval natural lawyer, defined law as an ordinance of reason for the common good, made by the one who has care of the community, and promulgated (made known). Its four elements: reason, common good, proper authority, publication.
Four kinds of law
- Eternal law: God's plan for the whole universe.
- Natural law: the part of eternal law that human beings can discover through reason. Its first principle is that good is to be done and pursued, and evil avoided.
- Divine law: what God has revealed in scripture.
- Human law: the law made by rulers.
How human law relates to natural law
- Conclusions drawn from natural law: natural law says do no harm, so human law says do not murder.
- Determinations, that is, choices about details that natural law leaves open, such as the exact punishment for theft or the rules of the road. Natural law says traffic must be safe; human law decides that we drive on the left.
The unjust law
- A human law which departs from natural law is no longer a law but a perversion of law. It does not bind in conscience.
- Practically, one might still obey it to avoid scandal or disturbance.
- But a law that commands something against divine law must never be obeyed.
Prince's school principal orders him to write false marks on another student's report card. The order comes from proper authority but is against reason and the common good: it has the outward form of a rule, not the true nature of law.
Natural Law: Early Modern Theories
From the sixteenth century, with the Renaissance, the Reformation and new sciences, natural law became less religious and more rational, shifting from duties to natural rights and from the Church to the social contract.
Hugo Grotius
The Dutch jurist Grotius, father of international law, argued in On the Law of War and Peace (1625) that natural law comes from human reason and our social nature, and would have some validity even if (a "wicked thought") God did not exist. Natural law thus began to stand on reason alone. A basic rule: agreements must be kept.
Thomas Hobbes
Hobbes, a forerunner of positivism, also used natural law. In Leviathan, the state of nature without government is a war of all against all, and life is "solitary, poor, nasty, brutish and short". Reason teaches the laws of nature, above all to seek peace, so people make a social contract handing their power to a sovereign, who must be almost absolute because the alternative is chaos.
John Locke
Locke, publishing about forty years later, reached very different conclusions in his Two Treatises of Government.
- The state of nature is governed by a law of nature, which is reason.
- Every person has natural rights to life, liberty and property.
- The problems of the state of nature: no settled law, no impartial judge to settle disputes, and no power to enforce judgments.
- So people create a government, by contract, only to protect these rights. Government is a trust; if it violates the trust, the people have a right to resist and replace it.
These ideas inspired the American Declaration of Independence of 1776 and the whole idea of limited, constitutional government.
Jean-Jacques Rousseau
Rousseau's The Social Contract (1762) opens: "Man is born free, and everywhere he is in chains." Legitimate law expresses the general will, the will of the whole people directed to the common good; sovereignty belongs to the people. His ideas fed into the French Revolution.
Montesquieu
Around the same time, Montesquieu argued in The Spirit of the Laws for the separation of powers, and for laws suited to the customs and conditions of each nation.
Comparison and the Indian Constitution
| Thinker | Core idea | Echo in the Indian Constitution |
|---|---|---|
| Hobbes | Strong sovereign and security | Emergency provisions, which strengthen the state in a crisis |
| Locke | Natural rights and limited government | Fundamental rights and judicial review |
| Rousseau | Popular sovereignty | "We, the people" |
| Montesquieu | Separation of powers | Separation of powers, now part of the basic structure |
Decline in the Nineteenth Century
In the nineteenth century natural law declined: Bentham mocked natural rights as "nonsense upon stilts", the historical school said law grows from custom, and positivism dominated, until natural law returned for a terrible reason.
German Idealism and the Revival of Natural Law
German Idealism
Immanuel Kant
Kant (1724–1804) taught that morality comes from reason itself.
- Categorical imperative: act only on a rule that you could will to become a universal law.
- Another version: always treat humanity, in yourself and in others, as an end, and never merely as a means. This is the root of the modern idea of human dignity.
- For Kant, law exists to secure the conditions under which the freedom of each can coexist with the freedom of all under a universal law.
Georg Hegel
Hegel, who came after Kant, saw law and the state as the gradual realisation of freedom in history, ideas that deeply influenced Karl Marx.
Why Kant matters
The language of dignity runs through modern constitutions. The German Basic Law of 1949 begins by declaring human dignity inviolable, and the Supreme Court reads Article 21 as protecting a life with dignity.
The Revival of Natural Law in the Twentieth Century
Stammler
Rudolf Stammler, a German jurist, spoke of natural law with a variable content: the ideal of just law stays constant, but its content changes with time and place.
The Nazi regime and Nuremberg
The Nazis stripped Jews of citizenship and legalised terrible cruelty, often through the forms of law. At the Nuremberg trials, Nazi leaders pleaded that they only followed the law and orders; the tribunal rejected this defence.
Gustav Radbruch and the Radbruch formula
Gustav Radbruch, earlier a positivist and a Minister of Justice before the Nazi era, argued that the attitude "law is law" had left German lawyers defenceless against criminal statutes.
The Radbruch formula:
- Normally, positive law must be followed even if it is unjust, for the sake of legal certainty.
- When a statute conflicts with justice to an intolerable degree, it must give way to justice.
- Where there is not even an attempt at justice, the statute is not law at all.
The world's response
The world responded with the Universal Declaration of Human Rights (1948) and new constitutions guaranteeing fundamental rights enforced by courts. The Indian Constitution of 1950 belongs to this moment: Part III, with the remedy under Article 32, is natural law written into positive law.
Natural Law and the Hart-Fuller Debate
In 1957 Hart gave a lecture at Harvard, published in the Harvard Law Review in 1958 as "Positivism and the Separation of Law and Morals". In the same issue, Lon Fuller, a Harvard law professor, published his reply, "Positivism and Fidelity to Law" (fidelity means faithfulness). This exchange is the Hart-Fuller debate.
Hart's Position: Separate Law and Morals
Hart defended Bentham and Austin on one point: law as it is must be kept separate from law as it ought to be, for clarity and moral honesty. Calling an evil law "no law" confuses two questions, and we might become:
- anarchists, treating every law we dislike as no law; or
- reactionaries, assuming that whatever is law must be good.
It is more honest, said Hart, to say: "this is law, but it is too evil to be obeyed".
The Grudge Informer Case
The grudge informer case (post-war Germany): facts as reported: in 1944 a German woman who wanted to get rid of her husband reported to the authorities that he had made insulting remarks about Hitler while home on leave from the army. Under Nazi statutes he was sentenced to death, though he was not executed and was sent to the front instead. After the war, the wife was prosecuted for illegally depriving her husband of his liberty. She pleaded that she had only acted under the law of the time. Held (as reported): she was convicted, on the ground that the Nazi statutes were contrary to the sound conscience and sense of justice of all decent human beings.
Hart's view of the case
This reasoning was dangerous: pretending the Nazi statute was never law hides the real moral choice. The honest solution was retrospective legislation openly punishing such conduct, choosing openly between two evils (leaving her unpunished, or punishing her under a backdated law).
Fuller's view of the case
Hart ignored the inner morality of law. Law is not any order imposed by power but the enterprise of subjecting human conduct to the governance of rules. With secret laws, backdated laws and open disregard for its own statutes, the Nazi regime had ceased to be a legal system in the full sense. Fidelity to law is owed only to a system that respects its inner morality, so Fuller defended the post-war court. Yet he agreed that a retroactive statute would have been the better practical solution, as a clean break with the past.
Caution: in 1960 H. O. Pappe showed that the report of this case was misleading. The court had not held the Nazi statute invalid. It convicted the wife because she had no duty to inform and acted from selfish motives. Hart later noted this correction. Treat the case as an illustration of the debate, not as settled history.
The Debate on Interpretation
Hart used his example of "no vehicles in the park". Fuller replied with two examples:
The war memorial truck: local patriots want to place a truck used in the Second World War on a pedestal in the park as a war memorial. It is a vehicle, but is it forbidden?
Sleeping in a railway station: a law forbids sleeping in a railway station. A passenger waiting for a delayed train nods off while sitting upright. Another man brings a blanket and pillow and settles down for the night, but is arrested before he falls asleep. Who broke the law?
Fuller's point: we understand rules through their purpose, not just their words. So there is no neat core of meaning free from purpose and value.
Fuller's The Morality of Law (1964)
Fuller told the story of an imaginary King Rex, who failed to make law in eight different ways, from keeping his rules secret to changing them so often that nobody could keep up. Each failure is the opposite of one of Fuller's principles.
The eight principles of legality (inner morality of law)
- Laws should be general.
- They should be published.
- They should be prospective, not retrospective.
- They should be clear.
- They should not contradict each other.
- They should not demand the impossible.
- They should be reasonably stable.
- Official action should match the declared rules (congruence).
Fuller's theory is a procedural natural law. It does not tell the lawmaker what the content of law must be; it only says how law must be made if it is to be law at all.
Morality of duty and morality of aspiration
The morality of duty is the basic rules without which ordered society is impossible; the morality of aspiration is the ideal of the best life we can reach. Law mainly enforces the first.
Hart's reply and Fuller's answer
- Hart: these principles are about efficiency, not morality. Poisoning also has its internal principles, such as "avoid poisons that make the victim vomit", but we would not call that the morality of poisoning. A wicked regime can make clear, public, prospective laws and still be wicked.
- Fuller: evil regimes usually avoid these principles, because clear and public rules expose their evil; and the principles express respect for people as responsible agents who can plan their lives.
Fuller's Principles in Indian Law
Non-retroactivity is guaranteed by Article 20(1), which forbids convicting a person under a criminal law made after the act.
Harla v. State of Rajasthan (1951): a person was prosecuted under the Jaipur Opium Act, passed in 1923 but never published. Held: natural justice requires a law to be promulgated, that is, made known, before it can bind anyone. Principle: publication.
Shreya Singhal v. Union of India (2015): Section 66A of the Information Technology Act was challenged. Held: struck down; one reason was that words like "grossly offensive" and "annoyance" were too vague. Principle: clarity.
D. C. Wadhwa v. State of Bihar and later Krishna Kumar Singh v. State of Bihar: ordinances were repeatedly re-promulgated without being placed before the legislature. Held: such re-promulgation is a fraud on the Constitution. Principle: congruence, official action matching the declared rules.
The Hart-Fuller Debate and the Indian Legal System: Articles 21 and 14 after ADM Jabalpur
After the Emergency, the Supreme Court faced the Hart-Fuller question (what to do with a law valid on paper but unfair in substance) by reading fairness into the Constitution.
Maneka Gandhi v. Union of India (1978)
Maneka Gandhi v. Union of India (1978): in July 1977 the government impounded Maneka Gandhi's passport under Section 10 of the Passports Act, in the interests of the general public. It gave her no hearing and refused to give reasons, saying that this too was in the public interest. She challenged the order under Article 32.
Issues: (1) Is the right to travel abroad part of personal liberty under Article 21? (2) Is any procedure enacted by law enough, as Gopalan had said, or must the procedure be fair? (3) Are Articles 14, 19 and 21 separate, or connected?
Held (seven-judge bench, departing from Gopalan): (1) the right to go abroad is part of personal liberty; (2) the procedure established by law under Article 21 must be right, just and fair, not arbitrary, fanciful or oppressive; (3) Articles 14, 19 and 21 are not separate compartments, and a law depriving a person of personal liberty must satisfy all three; (4) the principles of natural justice, especially the right to be heard, must be read into the Passports Act. The Act was upheld on that basis. Because the government assured the Court that it would give her a hearing and decide quickly, the Court did not formally quash the order.
Article 14 and Arbitrariness
Article 14 had begun to change even before the Emergency.
E. P. Royappa v. State of Tamil Nadu (1973): Justice Bhagwati, writing for three of the five judges, said that equality and arbitrariness are sworn enemies. Principle: an arbitrary act is, by its very nature, unequal. Maneka Gandhi joined this idea to Article 21.
Shayara Bano's case (2017): two of the judges in the majority used the idea of manifest arbitrariness to strike down instant triple talaq.
The Wave of Article 21 Cases
Sunil Batra: Held: prisoners do not lose their fundamental rights at the prison gate.
Hussainara Khatoon: Held: a speedy trial and free legal aid are part of Article 21.
Francis Coralie Mullin (1981): Held: the right to life means the right to live with human dignity, including the bare necessities of life.
Olga Tellis: Held: the right to livelihood is recognised under Article 21.
Mithu v. State of Punjab (1983): Section 303 IPC made the death sentence compulsory for murder by a life convict. Held: Section 303 struck down. Principle: a law that takes away all judicial discretion over life and death is unfair and unjust. Today, Section 104 of the B.N.S. allows either death or imprisonment for the rest of natural life in such cases.
Constitutional Change and Puttaswamy
The Constitution itself changed: the Forty-fourth Amendment made Articles 20 and 21 non-suspendable.
Puttaswamy (2017): Held: life and personal liberty are not creations of the Constitution, but inalienable rights inherent in every human being. This is almost exactly what Justice Khanna had said in 1976.
Reading the Indian Story through the Hart-Fuller Debate
| Gopalan and ADM Jabalpur | Maneka Gandhi and later cases |
|---|---|
| Treated enacted law as final, whatever its content | Demand that law meet standards of fairness, reason and dignity |
| Validity on paper was enough | Fuller's inner morality, and more: a move towards substantive natural law |
Many writers say that India brought in due process through the back door, after the framers had shut the front door.
Yet Hart never said judges should accept evil laws as good, and he accepted that where a constitution contains moral standards like fairness and equality, judges must apply them. So the Indian story is not simply natural law defeating positivism, but a written Constitution taking moral standards into itself.
Post-Hart Analytical Philosophy: An Overview
The syllabus calls this module an attempt at synthesis (Fuller, also listed here, is covered with the Hart-Fuller debate). After Hart and Fuller, three thinkers carried the debate forward:
- John Finnis rebuilt natural law.
- Ronald Dworkin attacked Hart's model of rules.
- Joseph Raz defended positivism in its strictest form.
Along the way, the debate produced the division between inclusive and exclusive positivism.
John Finnis and Rights under the Indian Legal System
The Thinker
John Finnis was born in Australia in 1940 and taught at Oxford for most of his career. He studied under Hart. His great book, Natural Law and Natural Rights (1980), appeared in a series that Hart himself edited.
The Problem Finnis Solved
In the eyes of its critics, natural law had two big weaknesses:
- It seemed to depend on religion.
- It seemed to derive an ought from an is, the very mistake Hume had warned against.
Finnis answered both. His natural law does not depend on God, and it does not derive values from facts about nature. Instead, it starts from basic goods that any reasonable person can see are worth pursuing for their own sake.
The Seven Basic Goods
Finnis named seven basic goods:
- Life, which includes health and safety.
- Knowledge, pursued for its own sake.
- Play, meaning activities enjoyed for themselves.
- Aesthetic experience, the appreciation of beauty.
- Sociability, or friendship.
- Practical reasonableness, the ability to use one's own intelligence to shape one's life.
- Religion, in a broad sense, meaning concern with the ultimate order of things.
These goods are self-evident. One does not prove that knowledge is better than ignorance; one simply sees it. None of them is objectively ranked above the others. In later writings, Finnis also added marriage as a separate basic good.
The Nine Requirements of Practical Reasonableness
Choices among the basic goods are made through nine requirements of practical reasonableness:
- Have a coherent plan of life.
- Do not make arbitrary preferences among the basic values.
- Do not make arbitrary preferences among persons.
- Stay detached enough from any single project that one does not become fanatical.
- Stay committed enough that one does not give up easily.
- Pursue efficiency, but only within reason.
- Respect every basic value in every act, which means never directly destroying a basic good, even to achieve a good result.
- Foster the common good of one's community.
- Follow one's conscience.
Law, Authority and Unjust Laws
Many basic goods can be achieved only through cooperation, and cooperation needs coordination. Law provides authoritative coordination for the common good. That is why law has authority.
Finnis gave the old phrase "an unjust law is not law" a careful meaning: an unjust law may still be legally valid, but it is not law in the central, or focal, sense. It is a defective, watered-down case of law and does not carry the full moral obligation to obey.
Rights in Finnis's Framework
Rights are a way of expressing what justice requires for each person, given the common good. A few rights are absolute, such as:
- the right not to have one's life taken directly as a means to some other end; and
- the right not to be condemned on charges known to be false.
Finnis and Rights under the Indian Legal System
The following mapping is an illustration only; neither Finnis nor the Indian courts have drawn it.
| Basic good (Finnis) | Corresponding right in Indian law |
|---|---|
| Life | Article 21, including the right to emergency medical care, recognised in Paschim Banga Khet Mazdoor Samity (1996) |
| Knowledge | Right to education, now Article 21A |
| Play and aesthetic experience | Right to a clean environment |
| Sociability | Freedom of association; the right to choose one's partner, upheld in the Hadiya case, Shafin Jahan v. Asokan (2018) |
| Practical reasonableness | Privacy and autonomy, recognised in Puttaswamy |
| Religion | Articles 25 to 28 |
Criticism of Finnis
- Many doubt that his basic goods are really self-evident, or that his list is complete.
- His own conclusions on sexual morality are conservative and strongly contested. He argued, for example, against same-sex relationships, a view that the Supreme Court's reasoning in Navtej Singh Johar (2018) plainly rejects.
Still, his central lesson matters: law exists for the common good, and a law that betrays the common good is law only in a weakened sense.
Ronald Dworkin and the Use of Principles in Indian Judicial Decisions
The Thinker
Ronald Dworkin, an American, lived from 1931 to 2013. In 1969 he succeeded Hart as Professor of Jurisprudence at Oxford, and he became Hart's most powerful critic. His major books are Taking Rights Seriously (1977) and Law's Empire (1986).
Dworkin's Problem with Hart
Hart said law is a system of rules; when the rules run out in a hard case, the judge has discretion and makes new law. Dworkin disagreed:
- Law contains not only rules but also principles.
- Even in hard cases, judges are bound by these principles.
- So there is usually one right answer, even when it is difficult to find.
Rules and Principles
| Rule | Principle |
|---|---|
| Applies in an all-or-nothing way. | Has weight; points in a direction. |
| If it applies, it settles the matter. | Can be outweighed by another principle. |
| Example: a will needs the required witnesses; if they are missing, the will is invalid. Full stop. | Example: no one should profit from his own wrong. |
Principles and Policies
| Principles | Policies |
|---|---|
| Protect individual rights. | Pursue collective goals, like economic growth. |
| Judges should decide cases on principle. | Policy should be left to the legislature. |
Riggs v. Palmer (New York court, 1889): Elmer Palmer, a young man, poisoned his grandfather because he feared the old man would change his will, under which Elmer was to inherit. The law of wills, read literally, allowed him to inherit. Held: he could not inherit, because of the principle that no one shall be permitted to profit from his own wrong. Principle: that principle was not written in any statute, yet the court treated it as part of the law. For Dworkin, this shows that law includes principles, which Hart's rule of recognition, identifying law by its source, cannot capture.
Rights as Trumps, Hercules and Law as Integrity
- Rights as trumps: when an individual has a right, it overrides ordinary arguments of collective benefit.
- Hercules: an ideal judge with superhuman patience and learning. Hercules decides a hard case by building the theory that best fits and best justifies the whole body of law: the Constitution, statutes and precedents together.
- Law as integrity: the law should speak with one voice, consistent in principle.
Interpretation: Fit and Justification
Interpretation has two dimensions:
- Fit: an answer must fit the existing legal material reasonably well.
- Justification: among the answers that fit, the judge should choose the one that shows the law in its best moral light.
The chain novel. Several writers write one novel, each adding a chapter. Each writer must continue the story that already exists, but should try to make it the best novel it can be. That is exactly what a judge does with precedent.
Hart's Reply and Criticism
Hart replied in a Postscript to The Concept of Law. He died in 1992 before finishing it, and it was published in 1994. He argued:
- A rule of recognition can identify principles too, for example by their use in past decisions.
- Judges still have discretion in truly hard cases.
Critics say Hercules is a myth. Real judges disagree, and Dworkin's theory may give judges too much power to read their own moral views into the law.
Principles at Work in India
1. Riggs v. Palmer turned into a statutory rule
Section 25 of the Hindu Succession Act, 1956 says that a person who commits murder is disqualified from inheriting the property of the person murdered. Indian law turned the principle into a statutory rule.
2. The basic structure doctrine
Kesavananda Bharati: Held: Parliament cannot destroy the basic structure of the Constitution. Features like the supremacy of the Constitution, democracy, secularism, federalism and the separation of powers are nowhere listed as a core that Parliament cannot amend; the Court drew them out of the Constitution as a whole. Principle: this is Dworkinian reasoning, reading the text in the light of its deepest principles.
3. Natural justice
A. K. Kraipak v. Union of India (1969): a member of a selection board was himself one of the candidates. Held: the selection was set aside. Principle: no one should be a judge in his own cause.
Maneka Gandhi: Held: the right to be heard was read into the Passports Act. Principle: natural justice, here the right to be heard, applied as a principle of law.
4. Filling gaps
Vishaka v. State of Rajasthan (1997): there was no law against sexual harassment at the workplace. Held: drawing on the principles of equality and dignity in Articles 14, 15, 19 and 21, and on an international convention on women's rights, the Court laid down binding guidelines, which operated until Parliament legislated in 2013. Principle: principles can fill gaps in the law.
5. Constitutional morality
In Puttaswamy and in Navtej Singh Johar, the Court reasoned from principles of dignity, liberty and equality to protect privacy and sexual orientation. Critics call this judicial overreach; Dworkin would call it simply law as integrity.
Joseph Raz, Inclusive and Exclusive Positivism
The Thinker
Joseph Raz was born in Haifa in 1939 and died in 2022. He studied under Hart at Oxford and became one of the most important legal philosophers of his time. His key works include Practical Reason and Norms (1975) and The Authority of Law (1979).
The Sources Thesis
Dworkin's challenge was that if law includes moral principles, positivism is finished. Raz replied with the strictest form of positivism, the sources thesis.
Sources thesis (Raz): the existence and content of every law can be identified purely from social sources, like legislation, judicial decisions and custom, without any moral argument.
Authority and the Pre-emption Thesis
Raz insisted on the sources thesis because of authority. Law always claims legitimate authority, and authority has a special job.
Prince and Farhan quarrel over a boundary wall and agree to accept the decision of an arbitrator. Once the arbitrator decides, they cannot say, "let us weigh all the reasons again ourselves." The decision replaces their own weighing of reasons.
- Pre-emption thesis: an authoritative directive is not just one more reason. It excludes and replaces the reasons it was meant to settle.
- Such a directive is a pre-emptive reason. It gives a reason to act, and also an exclusionary reason, which is a reason not to act on the reasons it replaces.
When Is Authority Legitimate?
- Normal justification thesis: an authority is legitimate when people are more likely to act rightly by following its directives than by trying to work everything out for themselves.
- Dependence thesis: good directives should be based on reasons that already apply to the people concerned.
- Together these form the service conception of authority: authority serves us.
Why this supports the sources thesis: if moral reasoning were needed to find out what the law says, the law could not do its job of settling moral disagreements. It would send people back to the very arguments it was supposed to end.
Inclusive and Exclusive Positivism
| Point | Inclusive (soft) positivism | Exclusive (hard) positivism |
|---|---|---|
| Supporters | Hart himself in his Postscript; Jules Coleman; Wil Waluchow | Led by Raz |
| Morality and legal validity | A rule of recognition may include moral tests, if a legal system chooses to include them. | Morality can never be a test of legal validity. |
| Moral words in a constitution | They are moral tests that form part of the rule of recognition. | They direct judges to use moral reasoning; the law is made when judges decide. |
Application to India
Article 19 allows only reasonable restrictions, and after Maneka Gandhi, Article 21 requires a procedure that is fair, just and reasonable.
- Inclusive positivist: India's rule of recognition includes moral tests like reasonableness.
- Exclusive positivist: these words give the Supreme Court power to decide, and the law is fixed by its judgments, which bind all courts under Article 141.
- Dworkin: these moral principles were part of Indian law all along.
Raz on the Rule of Law
The rule of law is a virtue of law, but a limited one. Raz compared it to the sharpness of a knife: sharpness makes a good knife, whether it is used to cut vegetables or to kill. Likewise, clear, prospective and stable laws, an independent judiciary and accessible courts make law effective and reduce arbitrary power, but they do not guarantee that the law is just.
This is close to Hart's reply to Fuller, and different from Fuller's belief in an inner morality of law. Raz also argued that there is no general moral obligation to obey the law, even in a good society.
Mapping the Debate in Analytical Jurisprudence
- Positivism: runs from Austin to Kelsen to Hart, and then divides into the inclusive positivism of Hart's Postscript and the exclusive positivism of Raz.
- Natural law: runs from Aquinas through Fuller's procedural version to Finnis.
- Dworkin stands apart, saying law is the best interpretation of a community's legal practice.
Being able to explain this map (positivism dividing into inclusive and exclusive forms, natural law from Aquinas to Finnis, and Dworkin's interpretive theory standing apart) is the heart of analytical jurisprudence.
Rita and Dharma: The Indian Perspective on Natural Law
The syllabus treats this topic as the Indian perspective on natural law; Dharma leads directly into questions of morality, duty and obedience.
Rita
Spelled R-T-A in English books and pronounced Rita. In the Rigveda, Rita means the cosmic order, the order of the universe: the sun rises and sets, the seasons follow each other, the rivers flow to the sea. But Rita is also a moral order.
- It is closely linked with satya, truth.
- Its opposite, anrita, means disorder and falsehood.
- The god Varuna, often together with Mitra, was seen as the guardian of Rita, who watched over human conduct and punished wrongdoing.
Vrata
In the Vedic hymns, vrata refers to the ordinances or decrees, especially of Varuna, through which order is maintained. Later the word came to mean a personal vow or religious observance. If Rita is the order itself, vratas are the rules that express and protect it.
Dharma
Gradually Rita gave way to the richer idea of Dharma. The word comes from the Sanskrit root dhri, meaning to hold or to sustain. Dharma is that which holds society together.
- It includes religious duties, moral duties and legal rules, all at once.
- It is contextual: a person's duties depended on their stage of life and social position.
- The king had his own rajadharma, the duty to protect his subjects and to administer justice.
Sources of Dharma
The Dharmashastra texts, like the Manusmriti, name four sources:
- Shruti: the Vedas.
- Smriti: the remembered texts, like the law books of Manu, Yajnavalkya and Narada.
- Sadachara: the conduct of virtuous people, which gave custom a place in the system.
- Atmatushti: what satisfies one's own conscience.
The texts also developed vyavahara, the law of disputes. The Manusmriti lists eighteen titles of litigation, such as debts, boundary disputes, assault and theft.
Kautilya's Arthashastra described law as standing on four feet:
- Dharma
- Vyavahara
- Charitra (custom)
- Rajashasana (the king's edicts)
The King Was Not Above Dharma
An Upanishad describes Dharma as the power even above the ruling class, so that through Dharma a weak man can prevail over a strong one, as if with the help of a king. The king held danda, the power to punish, but he had to use it according to Dharma. Like Western natural law, Dharma is a higher law that binds the ruler. This is how Dharma fits the syllabus theme of the sovereign's law and the higher norm.
Dharma and Western Natural Law Compared
| Point | Dharma | Western natural law |
|---|---|---|
| Law as part of a moral order | Yes | Yes |
| Binds the ruler | Yes | Yes |
| Language | Speaks mainly of duties | Speaks the language of rights, especially after Locke |
| Universality | Often differed by caste, gender and stage of life | Claims to be the same for everyone |
The dark side: the varna system built inequality into Dharma. Dr. B. R. Ambedkar publicly burned a copy of the Manusmriti in 1927 in protest against caste oppression. The Constitution rejects this hierarchy through Articles 14 and 15, and through Article 17, which abolishes untouchability.
Dharma Today
- The motto of the Supreme Court of India is Yato Dharmastato Jayah: where there is Dharma, there is victory.
- In 1976, the Forty-second Amendment added fundamental duties to the Constitution in Article 51A.
The Indian tradition thus insists that law and duty cannot be completely separated from morality, which raises the question whether law should enforce morality.
Enforcement of Morality
The question: should the law punish conduct just because most people think it is immoral, even if it harms nobody else?
John Stuart Mill: The Harm Principle
In his essay On Liberty (1859), Mill proposed the harm principle.
Harm principle (Mill): the only purpose for which power can rightfully be used over any member of a civilised community, against his will, is to prevent harm to others. His own good, physical or moral, is not enough reason. Over himself, over his own body and mind, the individual is sovereign.
James Fitzjames Stephen
Mill was challenged by James Fitzjames Stephen in Liberty, Equality, Fraternity (1873). Stephen argued that the law may and should suppress vice. Indian link: Stephen served as the Law Member in India and drafted the Indian Evidence Act of 1872.
The Wolfenden Committee
The debate revived in England in the 1950s. A government committee chaired by Sir John Wolfenden reported in 1957 on homosexual offences and prostitution. It recommended that homosexual acts between consenting adults in private should no longer be crimes. Its reasoning: there must remain a realm of private morality and immorality which is, in brief and crude terms, not the law's business.
Lord Devlin: The Enforcement of Morals
Lord Patrick Devlin, a senior English judge, attacked this view in a famous lecture in 1959, later published as The Enforcement of Morals. His argument:
- A society is held together by a shared morality; it is the cement of society.
- An attack on that morality threatens the society itself, much as treason does.
- Therefore society has the right to use the law to protect its morality.
How is that morality known? Ask the reasonable man, the ordinary person, the man in the jury box. If the ordinary person feels real intolerance, indignation and disgust at some conduct, that conduct may be punished.
Devlin's limits: individual freedom should be allowed as far as possible, privacy should be respected, and the law should be slow to act.
Hart's Reply: Law, Liberty and Morality
Hart replied in Law, Liberty and Morality (1963):
- There is no evidence that a society disintegrates when its morality changes. Societies change their morals all the time and survive.
- One must distinguish positive morality, the morality a society actually holds, from critical morality, the principles used to judge it. A majority's disgust may be pure prejudice.
- Hart accepted some paternalism (laws protecting people from harming themselves, like rules against dangerous drugs), but rejected legal moralism (punishing conduct only because it is immoral).
- Distress at merely knowing that others act in ways one dislikes cannot count as harm, or no freedom would be left.
Dworkin's Contribution
Dworkin added that Devlin confused a genuine moral position with prejudice, personal aversion or mere repetition of what others say. A real moral position must be supported by reasons.
In England, Parliament finally decriminalised private homosexual acts between consenting adult men in 1967.
Prince smokes cigarettes at home. Farhan thinks smoking is immoral. Under Mill's harm principle, the law should not punish Prince for smoking at home, though a paternalist might still discourage it. But if Prince smokes on a crowded bus, he harms others. That is why Indian law, under the tobacco control law of 2003, prohibits smoking in public places. The line is drawn at harm to others.
Enforcement of Morality in India
Morality in the Constitution
- Article 19(2): free speech may be restricted in the interests of decency or morality.
- Articles 25 and 26: religious freedom is subject to public order, morality and health.
- Article 47: the State is to work towards prohibiting intoxicating drinks and harmful drugs.
So the Constitution allows some enforcement of morality. The real question is: which morality?
Constitutional Morality
The Supreme Court has increasingly answered: constitutional morality, as opposed to popular or social morality.
In India, the phrase goes back to Dr. Ambedkar. In the Constituent Assembly, in November 1948, he quoted the historian George Grote and said that constitutional morality is not a natural sentiment; it has to be cultivated. Grote meant a paramount reverence for the forms of the Constitution, together with free speech and open criticism of those in power. Today the courts use the phrase more broadly: constitutional values must prevail even over popular morality.
The Story of Section 377 of the Indian Penal Code
Section 377 of the Indian Penal Code punished carnal intercourse against the order of nature and was used against consensual same-sex relations.
Naz Foundation v. Government of Delhi (2009): Held: the Delhi High Court read down Section 377 so that it no longer applied to consensual acts between adults in private. Principle: popular morality cannot justify restricting fundamental rights; only constitutional morality can.
Suresh Kumar Koushal v. Naz Foundation (2013): Held: the Supreme Court reversed Naz Foundation. Only a minuscule fraction of the population was affected, and any change was for Parliament.
Navtej Singh Johar v. Union of India (2018): Held: a five-judge bench unanimously read down Section 377 for consensual acts between adults and overruled Koushal. Principle: constitutional morality must prevail over social morality; the Court relied on dignity, privacy, equality and freedom of expression.
The pattern: Koushal is closer to Devlin, deferring to majority sentiment and to the legislature. Navtej is closer to Mill and Hart: the majority's disgust is not a legal reason to punish private conduct between consenting adults.
Adultery and Private Morality
Joseph Shine v. Union of India (2018): the adultery offence in Section 497 punished only the man and treated the wife almost as her husband's property. Held: the offence was struck down. Principle: adultery may be a ground for divorce, a civil wrong, but it should not be a crime.
S. Khushboo v. Kanniammal (2010): criminal complaints were filed against an actress for her remarks about pre-marital sex. Held: the complaints were quashed. Principle: morality and criminality are not the same thing.
Obscenity: Morality Changing over Time
Ranjit Udeshi v. State of Maharashtra (1964): a bookseller was convicted for selling Lady Chatterley's Lover. Held: the conviction was upheld, applying the old English Hicklin test, which asks whether a work tends to deprave and corrupt susceptible minds.
Aveek Sarkar v. State of West Bengal (fifty years after Ranjit Udeshi): Held: the Court replaced the Hicklin test with contemporary community standards.
Criticism of Constitutional Morality: Sabarimala
Indian Young Lawyers Association v. State of Kerala (the Sabarimala case, 2018): Held (majority): excluding women of menstruating age from the temple was unconstitutional. Justice Indu Malhotra dissented: courts should not impose their own idea of rationality on deep matters of faith, and constitutional morality must also respect religious diversity.
- In 2019, a review bench, by three votes to two, referred wider questions from this case to a larger bench.
- A nine-judge bench heard them in 2026 and reserved its judgment in May. One question is whether "morality" in Articles 25 and 26 includes constitutional morality, so that verdict should be watched.
- Other critics call constitutional morality vague.
The Hart-Devlin debate thus lives on in India, now fought over the meaning of the Constitution.
Rights and Duties
Rights and duties are the building blocks of every legal relationship. Reading: the chapter on legal rights in Salmond on Jurisprudence.
Definition of a Right
Salmond: a right is an interest recognised and protected by a rule of right. In other words, a right is an interest, respect for which is a duty, and disregard of which is a wrong.
A legal right differs from a moral right: a moral right is recognised by morality, while a legal right is recognised and protected by law.
Theories of Rights
| Point | Will theory | Interest theory |
|---|---|---|
| Associated with | Kant, Savigny, Hart | Jhering, Bentham, and later Raz |
| What a right is | Gives its holder control over another person's duty; the right-holder can demand performance or waive it | Protects an interest of the right-holder |
| Newborn baby test | Struggles, since a baby cannot make choices | Explains easily why a baby has rights |
Five Elements of a Legal Right (Salmond)
Prince buys a plot of land from Farhan.
- Person of inherence: the owner of the right, here Prince.
- Person of incidence: the one who bears the duty, here everyone else, including Farhan, who must not trespass.
- Content: the act or forbearance required, here non-interference.
- Object (subject matter): the land itself.
- Title: the fact that gave Prince the right, the registered sale deed.
Classification of Rights (Salmond)
| Kind | Meaning / example | Contrasted with |
|---|---|---|
| Perfect rights | Can be enforced by the court | Imperfect rights: cannot be enforced, like a debt barred by limitation |
| Positive rights | Require someone to act | Negative rights: require others to refrain |
| Rights in rem | Avail against the whole world, like ownership | Rights in personam: avail against a particular person, like a contract right |
| Proprietary rights | Form part of a person's wealth | Personal rights: do not, like reputation |
| Rights in re aliena | Rights over someone else's property, like an easement or a mortgage | Not paired with an opposite category |
| Sanctioning (remedial) rights | Arise when a primary right is violated, like the right to damages | Primary rights |
Classification of Duties
- Positive duties require action; negative duties require restraint.
- Austin distinguished relative duties, which have a corresponding right in some person, from absolute duties, which do not, like duties owed to the public at large or to the State.
Are Rights and Duties Always Correlative?
Salmond: yes, every right has a duty and every duty has a right. Austin: no, there are duties without rights.
Rights and Duties in the Indian Constitution
- Part III sets out fundamental rights.
- Article 51A sets out fundamental duties. Ten duties were added in 1976, and an eleventh, about educating children, in 2002.
- Fundamental duties cannot be directly enforced, but courts use them to interpret laws.
Mahatma Gandhi went further. In a letter of 1947, he wrote that he had learnt from his illiterate but wise mother that all rights to be deserved and preserved came from duty well done. That is the voice of Dharma again.
Hohfeld's Analysis of Legal Rights
The word "right" is used loosely. Sometimes it means a claim, sometimes a freedom, sometimes a power and sometimes a protection. This looseness leads to confused reasoning.
Wesley Newcomb Hohfeld, an American law professor at Stanford and Yale who died young in 1918, cleared up this confusion in two famous articles published in 1913 and 1917.
The Eight Fundamental Legal Conceptions
Hohfeld identified eight fundamental legal conceptions. They come in four pairs of correlatives, where one person's position implies the other person's position.
1. Right (Claim) and Duty
Hohfeld preferred to call a right in the strict sense a claim.
Prince lends Farhan ten thousand rupees. Prince has a claim to repayment, and Farhan has a duty to repay.
2. Privilege (Liberty) and No-right
A privilege, today usually called a liberty, is freedom from a duty. The correlative is a no-right.
Farhan has the liberty to walk on his own land. Prince has a no-right, which means he has no claim that Farhan should keep off.
Hohfeld's shrimp salad illustration: the owners of a plate of shrimp salad tell a friend, "Eat it if you can, you have our permission, but we do not promise not to stop you." The friend has a liberty to eat it, but no claim that the owners must not interfere.
3. Power and Liability
A power is the ability to change legal relations. The correlative is a liability, meaning that one's legal position can be changed by another's act.
Farhan, as owner, has the power to sell his land. When Farhan makes Prince an offer, Prince gets the power to create a contract by accepting it, and Farhan is under a liability, because his legal position can be changed by Prince's act.
4. Immunity and Disability
An immunity is protection from someone else's power. The correlative is a disability. The Indian Constitution gives clear examples:
- Article 13(2): the State shall not make any law that takes away or abridges fundamental rights. The holders of these rights have an immunity, and the legislature has a disability.
- Article 20(3): an accused person has immunity from being compelled to be a witness against himself.
- Article 361: the President and the Governors are not personally answerable to any court for their official acts, and no criminal case can be started or continued against them while they are in office.
Jural Correlatives and Jural Opposites
Hohfeld also listed jural opposites, where one position means the absence of the other.
| Position | Jural correlative (held by the other person) | Jural opposite (absence of the position) |
|---|---|---|
| Right (claim) | Duty | No-right |
| Privilege (liberty) | No-right | Duty |
| Power | Liability | Disability |
| Immunity | Disability | Liability |
Why Hohfeld's Scheme Is Useful
It breaks a big word into its parts:
- Under Article 19(1)(a), the citizen has a liberty to speak, a claim that the State shall not interfere, and an immunity against laws that go beyond Article 19(2).
- The right to education under Article 21-A is a claim right of the child, with a matching duty on the State.
Hohfeld's scheme is abstract and deals only with two persons at a time, but no tool is more useful for exact legal thinking.
The Obligation to Obey Law and Civil Disobedience
The central question: is there a moral duty to obey the law simply because it is the law?
Socrates in Plato's Crito
The oldest discussion is in Plato's dialogue Crito. Socrates has been sentenced to death in Athens. His friend Crito arranges an escape, but Socrates refuses, for three reasons:
- Gratitude: he has lived under the laws of Athens all his life and benefited from them, so he owes them gratitude.
- Implied agreement: by staying in Athens, he has implicitly agreed to obey its laws.
- Consequences: if everyone disobeyed judgments they disliked, the city would collapse.
Theories of Political Obligation
- Consent theory (Locke): we must obey because we have consented, at least tacitly. Critics reply that most people never consented to anything.
- Fair play theory (Hart and Rawls): if you benefit from a cooperative system in which others obey, fairness requires you to obey too.
- Natural duty (Rawls): Rawls also spoke of a natural duty to support just institutions.
- No general duty (Raz and others): some philosophers deny any general duty to obey the law as such. There are often good reasons to obey, but they come from the content of each law, not from its being law.
Civil Disobedience: Rawls's Definition
Rawls defined civil disobedience as a public, non-violent, conscientious, yet political act, contrary to law, usually done to bring about a change in the law or policies of the government.
- Public: done openly.
- Non-violent.
- Conscientious: it comes from sincere moral conviction.
- Political: it appeals to the community's sense of justice.
Thoreau, Gandhi and Martin Luther King
- Henry David Thoreau, an American writer, refused to pay a tax in protest against slavery and war, and spent a night in jail in 1846. His essay on civil disobedience inspired many, including Mahatma Gandhi.
- Mahatma Gandhi developed satyagraha, meaning insistence on truth, or truth-force. It combines resistance to unjust law with strict non-violence and a willingness to accept the punishment. Gandhi practised it in South Africa, in Champaran in 1917, and in the Salt March of 1930, when he broke the salt law at Dandi. At his sedition trial in 1922 he pleaded guilty and invited the highest penalty, saying that non-violence means willingly accepting the penalty for refusing to cooperate with evil.
- Martin Luther King, in his Letter from Birmingham Jail (1963), drew on Augustine and Aquinas. An unjust law, he said, is one out of harmony with the moral law, and one who breaks it must do so openly, lovingly and with a willingness to accept the penalty.
Ambedkar's Warning: "The Grammar of Anarchy"
In his last speech in the Constituent Assembly on 25 November 1949, Dr. Ambedkar said that now that constitutional methods were available, there was no justification for civil disobedience, non-cooperation and satyagraha. These methods, he said, are nothing but the grammar of anarchy.
| Gandhi | Ambedkar |
|---|---|
| Resisting a colonial government that denied Indians any real voice. | Speaking of a free democracy with courts, elections and a bill of rights. |
Peaceful Protest under the Indian Constitution
The Constitution protects peaceful protest under Article 19(1)(a) and Article 19(1)(b).
Ramlila Maidan case (2012): police took midnight action against a sleeping crowd. Held: the Supreme Court criticised the action and recognised peaceful assembly and protest as fundamental rights, subject to reasonable restrictions.
Amit Sahni (2020): arose from the Shaheen Bagh protest. Held: public roads cannot be occupied indefinitely.
In a democracy there is a strong reason to obey the law, because it can be changed lawfully. But when conscience demands disobedience, it must be open, non-violent, sincere and ready to accept the consequences.
The Anthropological School
The schools studied so far look at law from the inside, asking what makes a rule valid. The historical, anthropological and sociological approaches step outside the courtroom and study law as a social and economic instrument: where law comes from, how it grows and what it does in society.
Austin claimed that law is the command of a sovereign. Anthropologists tested this claim by living among small tribal societies that had no state, no legislature and no formal courts. They found that these societies certainly had order, rules and ways of settling disputes.
Bronislaw Malinowski: Reciprocity
Malinowski, a Polish-born anthropologist, lived among the Trobriand Islanders near New Guinea during the First World War. In Crime and Custom in Savage Society (1926), he showed that people obeyed their rules not out of fear of a sovereign but because of reciprocity, a web of mutual obligations.
Fishermen on the coast gave fish to farmers inland and received vegetables in return. Anyone who failed to give back would lose partners and reputation.
For Malinowski, law is defined by what it does, not by who commands it.
Adamson Hoebel: A Precise Test
Hoebel's test: a social norm is legal if its breach is regularly met, in threat or in fact, by physical force used by a person or group with a socially recognised privilege to do so.
With the jurist Karl Llewellyn, Hoebel studied the Cheyenne tribe of North America through their trouble cases, the actual disputes and how they were settled.
Lessons of the Anthropological School
- Law can exist without a state.
- The line between law and custom is blurred.
- Many legal orders can exist side by side: legal pluralism.
Legal Pluralism in India
- Sixth Schedule: autonomous district councils in parts of Assam, Meghalaya, Tripura and Mizoram can make laws on matters such as land, inheritance, marriage and social customs, and can run village courts.
- Article 371-A: no Act of Parliament on Naga religious or social practices, customary law and procedure, or land applies to Nagaland unless its Legislative Assembly so resolves.
- Article 13 counts custom and usage having the force of law as "law".
Criticism
Anthropologists sometimes romanticised tribal life, and their knowledge was sometimes used for colonial control, as with the Criminal Tribes Act.
The Historical School
Origin: The Thibaut–Savigny Controversy (1814)
The historical school was born in Germany in a famous quarrel of 1814. After the Napoleonic wars, the jurist Thibaut proposed a single civil code for all of Germany, like Napoleon's code in France. Friedrich Carl von Savigny replied with a pamphlet, On the Vocation of Our Age for Legislation and Jurisprudence. His answer was that Germany was not ready.
Savigny and the Volksgeist
For Savigny, law is not made by the arbitrary will of a legislator. It is found in the common consciousness of the people, the Volksgeist (spirit of the people).
- Law is like language: nobody sits down and invents a language; it grows naturally from the life of a people.
- Law grows with the growth of a nation, strengthens with its strength, and dies away when the nation loses its individuality.
- Order of development: first comes custom; then jurists give it technical form; legislation comes last, only to record and systematise what has already grown.
His follower Georg Puchta developed these ideas further.
Two ironies:
- Savigny was himself a great scholar of Roman law, a foreign law that Germany had borrowed, which hardly fits the idea of a national spirit.
- Germany enacted a civil code anyway, which came into force in 1900.
Sir Henry Maine
In England, Sir Henry Maine used history differently. In Ancient Law (1861), he compared legal history across societies. The stages of legal development:
- Judgments of kings believed to be inspired by the gods.
- Customary law, guarded by an aristocracy.
- The age of codes, like the Twelve Tables of Rome.
Most societies stop at the age of codes; Maine called them stationary societies. Progressive societies keep developing law through legal fictions, equity and legislation.
Soon after writing this book, Maine served as the Law Member in India from 1862 to 1869, and later wrote about Indian village communities.
From Status to Contract
Maine's most famous conclusion: the movement of the progressive societies has hitherto been a movement from status to contract.
| Status | Contract |
|---|---|
| Rights and duties fixed by birth: family, caste, sex. | Rights and duties created by one's own free agreement. |
| Indian example: caste-based occupations. | Indian example: anyone can choose any profession, protected by Article 19(1)(g); untouchability abolished by Article 17. |
Reverse movement: the modern world has also moved partly back from contract to status. Labour laws, consumer laws and rent laws now give protection because of a person's status as a worker, consumer or tenant, whatever the contract says.
Criticism of the Historical School
- The Volksgeist is vague, almost mystical. Whose spirit, when a people is divided by class, caste and religion?
- It ignores the power of legislation to reform society.
- It can protect bad customs.
Indian history proves the point: sati was abolished by a regulation of 1829, widow remarriage was legalised in 1856, and the Hindu Code of the 1950s changed Hindu marriage and inheritance over fierce opposition. None of these reforms waited for the Volksgeist.
Continuing Relevance of Savigny
- The Hindu Marriage Act still recognises custom if it has been observed continuously and uniformly for a long time, and is certain, reasonable and not opposed to public policy.
- Every debate on a uniform civil code under Article 44 repeats Savigny's warning that law imposed against a people's living traditions may fail, alongside the reformer's reply that law must sometimes lead society.
The Sociological School: Durkheim, Jhering, Weber and Ehrlich
The nineteenth century brought factories, cities and new social problems, and a new science, sociology, to study them. Sociological jurisprudence asks: what does law actually do in society, and how does it really work?
Emile Durkheim
Durkheim, a French sociologist, published The Division of Labour in Society in 1893. He said law is a visible index of social solidarity, the bond that holds a society together.
| Mechanical solidarity | Organic solidarity |
|---|---|
| Simple societies; people are alike, sharing the same beliefs and work. | Complex modern societies; people are different and specialised, and depend on each other. |
| Law is mainly repressive (penal law), punishing anyone who offends the shared collective conscience. | Law is mainly restitutive (contract, commercial and administrative law), aiming to restore things to their proper state rather than to punish. |
Durkheim also said punishment expresses and reinforces shared moral feelings.
Public outrage after the gang rape in Delhi in December 2012 quickly led to the Criminal Law Amendment Act of 2013. Meanwhile, the growth of contract, company, consumer and arbitration law in modern India shows restitutive law expanding.
Rudolf von Jhering
Jhering, a German jurist, began as a scholar of legal concepts but turned against what he mocked as a "heaven of concepts" cut off from life.
- In Law as a Means to an End, he declared that purpose is the creator of all law.
- Law exists to protect interests and must balance individual interests with social interests.
- Society moves people through four levers: reward and coercion (appealing to self-interest); duty and love (appealing to our better nature).
- In The Struggle for Law, he argued that people who fight for their rights also fight for the law itself.
When Farhan files a consumer complaint over a small defect, he is also keeping the law alive for everyone.
Jhering's interest theory deeply influenced Roscoe Pound.
Max Weber
Weber, a German sociologist, asked why people accept authority as legitimate. He found three types of authority:
| Type of authority | Basis | Example |
|---|---|---|
| Traditional | Custom | A village elder or a caste council |
| Charismatic | Extraordinary personality of a leader | Gandhi in the freedom struggle |
| Legal-rational | Impersonal rules and offices | The Constitution and the civil service |
Weber also classified legal systems by how they decide:
| Type of legal system | How it decides |
|---|---|
| Formally irrational | Methods beyond reason, like ordeals by fire or water (described in some ancient Indian texts). |
| Substantively irrational | Each case decided by the judge's sense of fairness, without general rules. |
| Substantively rational | Follows principles taken from religion, ethics or politics. |
| Formally rational | Applies general, abstract rules through logical reasoning. |
Weber saw the formally rational type as typical of the modern West, because it gives the predictability that markets need. But he also feared the "iron cage" of bureaucracy.
Eugen Ehrlich
Ehrlich taught in Czernowitz, in the Bukovina region of the old Austrian empire. Many ethnic groups lived there, and he noticed that they lived by their own customs, not by the official Austrian Civil Code.
In Fundamental Principles of the Sociology of Law (1913), Ehrlich wrote that the centre of gravity of legal development lies not in legislation, nor in juristic science, nor in judicial decisions, but in society itself.
| Living law | Norms for decision |
|---|---|
| Rules that actually govern daily life in families, villages and businesses. | Rules courts use to decide disputes. |
Living law is found by observing life directly and studying documents like contracts and business practices.
The Dowry Prohibition Act has been in force since 1961, and child marriage is forbidden by law, yet both practices continue in many places. The living law and the state law are not the same.
Criticism: Ehrlich blurs law and custom and underestimates how legislation can change society. The abolition of untouchability shows that state law can challenge the living law, not merely follow it.
Roscoe Pound and the Balancing of Conflicting Interests
Roscoe Pound, an American, lived from 1870 to 1964. He spent only one year at law school and never took a law degree; he also earned a doctorate in botany. He later served as Dean of the Harvard Law School for twenty years.
Against Mechanical Jurisprudence
Pound's problem was mechanical jurisprudence: American judges of his time applied legal rules like a machine, often striking down labour laws in the name of freedom of contract, without looking at social realities. Pound pointed to the gap between law in books and law in action, and argued that law must be studied by its social effects.
Law as Social Engineering
Just as an engineer builds a bridge to carry the most traffic with the least cost, law should satisfy the maximum of human wants with the minimum of friction and waste.
Classification of Interests
- Individual interests: personality (including bodily safety and reputation), domestic relations, and property and contract.
- Public interests: the interests of the State as a legal person.
- Social interests: general security; security of social institutions like family and religion; general morals; conservation of social resources; general progress; and individual human life.
Interests must be compared on the same plane: both sides must be restated at the same level before they are weighed.
Jural Postulates
Pound proposed jural postulates, basic assumptions of a civilised society. People must be able to assume that others:
- will not attack them;
- will act in good faith and with due care;
- will keep dangerous things under control;
and that they can control what they have lawfully acquired.
Pound-Style Balancing in Indian Constitutional Law
Article 19 gives freedoms, and its clauses (2) to (6) allow reasonable restrictions in the interests of society.
State of Madras v. V. G. Row (1952): Held: reasonableness of a restriction depends on the nature of the right, the purpose of the restriction, the extent and urgency of the evil, and whether the restriction is out of proportion.
Puttaswamy (privacy judgment): Principle: today courts use the doctrine of proportionality to balance rights and restrictions.
Olga Tellis v. Bombay Municipal Corporation (1985): pavement dwellers faced eviction. Held: the right to livelihood is part of the right to life, but the public also has an interest in using pavements. The Court upheld the law allowing their removal but said the power must be used fairly; it delayed the evictions until after the monsoon and directed alternative sites for some dwellers.
M. C. Mehta v. Union of India (December 1986): oleum gas leaked from a Delhi factory. Held: balancing industry against public safety, the Court laid down absolute liability for hazardous industries.
Narmada Bachao Andolan (2000): Held: the Sardar Sarovar dam could be completed, subject to rehabilitating displaced people.
Minerva Mills (1980): Held: the harmony between fundamental rights and directive principles is part of the basic structure. Principle: even the Constitution's two great parts are balanced.
Criticism of Pound
- Interests cannot be measured like engineering loads.
- The engineering metaphor treats society like a machine.
- It does not tell us who decides the weight of each interest.
- By focusing on balance, it can overlook conflicts of power between classes and groups, a point pressed by the Marxists.
Modern Sociologists: Selznick and Tamanaha
Philip Selznick: Three Types of Law
Philip Selznick, an American sociologist at Berkeley, founded one of the first centres for the study of law and society. With Philippe Nonet, in 1978, he described three types of law:
| Type | Features | Indian illustration |
|---|---|---|
| Repressive law | Serves those in power; officials enjoy wide discretion. | Colonial laws like the sedition law and the Rowlatt Act. |
| Autonomous law | Separates law from politics; stresses rules and fair procedure; keeps courts independent. The classic rule of law. | The Constitution, with an independent judiciary. |
| Responsive law | Purpose-oriented, open to social needs, invites participation, aims at substantive justice. | Public interest litigation. |
Selznick also treated legality as an ideal: the progressive reduction of arbitrariness in law. He thus brought moral ideals back into the sociology of law, building a bridge towards natural law.
Public Interest Litigation as Responsive Law
S. P. Gupta (1981): Held: public-spirited persons may approach the Court on behalf of those who cannot.
Sunil Batra: a letter from prison was treated as a petition.
Bandhua Mukti Morcha (1983): the Court acted to free bonded labourers working in stone quarries.
Criticism: responsive law can weaken predictability and blur the separation of powers.
Brian Tamanaha: Against the Mirror Thesis
Brian Tamanaha, an American legal theorist, worked for some years as a lawyer in Micronesia, in the Pacific, where he saw a Western-style legal system existing alongside strong local customs.
In A General Jurisprudence of Law and Society (2001), he attacked the mirror thesis: the old assumption that law mirrors a society's customs and morals and keeps social order. Often it does not. Colonial and transplanted laws, like the Indian Penal Code of 1860 (now replaced by the B.N.S.), did not simply mirror Indian society.
Socio-legal Positivism
Tamanaha's socio-legal positivism: instead of one fixed definition, law is whatever people in a society identify and treat as law through their social practices. State law, customary law, religious law and international law can all be law. This is legal pluralism again.
Shakti Vahini v. Union of India (2018): Held: khap panchayats cannot interfere with the marriage of consenting adults; the Supreme Court issued guidelines against them.
Vishwa Lochan Madan v. Union of India (2014): Held: fatwas have no legal force and cannot be imposed on anyone.
Many normative orders exist, but the Constitution decides their limits.
Modern Sociologists: Tamanaha and Habermas
Tamanaha on the Rule of Law
| Thin version | Thick version |
|---|---|
| Only requires government to act through clear, general, prospective laws. | Also includes rights, dignity and democracy. |
In Law as a Means to an End, Tamanaha warned that when everyone treats law merely as a tool to get what they want, the rule of law weakens and law becomes a weapon.
Supreme Court ruling on demolitions (November 2024): Held: the executive cannot demolish a person's home merely because that person is accused, or even convicted, of a crime; due process must be followed. Principle: the rule of law resisting law as a weapon.
Jurgen Habermas: Legitimacy through Discourse
Jurgen Habermas, a German philosopher who lived from 1929 to 2026, asked: in a modern society where people no longer share one religion or one set of traditions, how can law be legitimate?
| Theory | Source of legitimacy |
|---|---|
| Positivism | Legality is enough. |
| Natural law | Law must match morality. |
| Habermas (Between Facts and Norms) | Law is legitimate when it comes from a fair democratic process of discussion. |
Key Ideas
- Communicative action aims at genuine understanding, while strategic action only tries to win.
- The lifeworld is the everyday world of family, culture and shared meanings; the system is the world of markets and bureaucracy, driven by money and power. Law stands between the two.
- Law has facticity, because it is enforced, and validity, because it claims to be legitimate.
- Discourse principle: only those norms are valid to which all persons possibly affected could agree in rational discussion.
- Co-originality: human rights and democracy are born together, and each needs the other.
Indian Illustrations
- The Constituent Assembly, which worked for nearly three years and debated the draft Constitution clause by clause, is a fine example of law made through discussion.
- The Right to Information Act, 2005 strengthens public debate.
- The farm laws of 2020, repealed in 2021 after long protests, show what happens when many of those affected feel unheard.
Niyamgiri case (2013): Held: the Supreme Court let the gram sabhas, the village assemblies of the affected forest communities, decide whether bauxite mining would harm their religious and cultural rights. They rejected the project.
Criticism: Habermas ignores the reality of power, since the poor, women and minorities rarely have an equal voice, a point pressed by the critical and feminist schools.
Utilitarianism
Jeremy Bentham: The Principle of Utility
Bentham, already known as a positivist, was also a moral reformer. His question: what should the law aim at? His answer: the principle of utility.
His most famous book, An Introduction to the Principles of Morals and Legislation (1789), opens by saying that nature has placed mankind under the governance of two sovereign masters, pain and pleasure. The test of every law is whether it increases happiness and reduces pain. The goal is the greatest happiness of the greatest number.
The Felicific Calculus
Bentham proposed a way to measure pleasure and pain, the felicific calculus, with seven dimensions:
- Intensity: how strong it is.
- Duration: how long it lasts.
- Certainty: how sure it is.
- Propinquity: how near in time.
- Fecundity: whether it leads to more pleasure.
- Purity: whether it is free from pain afterwards.
- Extent: how many people it affects.
Bentham on Punishment and Reform
For Bentham, all punishment is itself an evil, because it causes pain. It is justified only if it prevents a greater evil, mainly by deterring crime. Punishment should not be inflicted where it is groundless, inefficacious, unprofitable or needless.
His reforming zeal reached far: he wanted prisons redesigned, laws codified, voting rights widened and even animals protected. The question about animals, he wrote, is not whether they can reason or talk, but whether they can suffer.
Utilitarianism and India
James Mill wrote a History of British India; his son John Stuart Mill worked for the East India Company for decades. Historians have shown how utilitarian ideas of clear, rational codes shaped colonial law. Thomas Babington Macaulay's Indian Penal Code of 1860 reflected that ideal of a complete and simple code.
John Stuart Mill
J. S. Mill (1806–1873) reformed utilitarianism. Bentham had counted all pleasures as equal in kind; Mill said some pleasures are higher than others. The pleasures of the mind, of knowledge and art, are superior to mere bodily pleasures. In his words, it is better to be a human being dissatisfied than a pig satisfied, better to be Socrates dissatisfied than a fool satisfied.
Mill also formulated the harm principle in On Liberty, and in The Subjection of Women (1869) argued for full legal equality between the sexes.
Act and Rule Utilitarianism
| Act utilitarianism | Rule utilitarianism |
|---|---|
| Judges each individual act by its consequences. | Judges rules by the consequences of following them generally. |
Criticisms of Utilitarianism
- Happiness cannot really be measured and added up.
- It can justify terrible injustice to individuals.
- It ignores how happiness is distributed. John Rawls said that utilitarianism does not take seriously the distinction between persons.
A mob will riot and kill many unless someone is punished for a crime. Punishing an innocent person might produce the greatest happiness, but it is plainly unjust.
In March 2020 a sudden nationwide lockdown was imposed to slow the spread of the coronavirus. The reasoning was broadly utilitarian: restricting everyone to save many lives. But the burden fell heavily on migrant workers, who lost work and walked hundreds of kilometres home, and the Supreme Court took up their plight on its own motion.
Utility asks about the total. Justice asks who pays the price. This question leads to the theories of justice.
Law and Economics
Law and economics applies the tools of economics to legal rules. It grew mainly in America from the 1960s through Ronald Coase, Guido Calabresi and, above all, Richard Posner, whose Economic Analysis of Law appeared in 1973. Posner was also a federal appeals judge for many years. Prescribed reading: the chapter The Economic Approach to Law from his later book The Problems of Jurisprudence.
Basic assumptions
- People are rational, try to maximise their own satisfaction and respond to incentives.
- A legal sanction works like a price.
If the fine for wrong parking is too low, people simply pay it and park anyway.
Efficiency as the central value
- Pareto improvement: a change that makes at least one person better off and nobody worse off.
- Kaldor-Hicks efficiency: since Pareto improvements are rare, a change is also called efficient if the winners gain enough that they could, in theory, compensate the losers, even if they do not actually do so.
- Wealth maximisation: Posner argued that law should aim at wealth maximisation, and claimed that the common law, over time, tends to be efficient.
The Coase theorem
The most famous idea of the school, from Coase's 1960 article The Problem of Social Cost.
Prince's factory releases smoke that damages clothes drying at Farhan's laundry next door. A filter costs Rs 50,000; the damage costs Farhan Rs 1 lakh a year. If the law gives Farhan a right to clean air, Prince installs the filter, as it is cheaper than paying for the damage. If the law gives Prince a right to pollute, Farhan may pay Prince to install the filter, as that is cheaper than suffering the damage. Either way, the filter gets installed.
Coase theorem: if bargaining were free, the efficient result would happen whoever had the legal right. But bargaining is rarely free; with thousands of affected neighbours it becomes impossible. When bargaining is too costly, the legal rule itself decides the outcome, so the law should give the right to the party who values it most.
Negligence and contract
United States v. Carroll Towing (1947), American case. Judge Learned Hand suggested a test of negligence. Held: a person is negligent if they fail to take a precaution that costs less than the likely harm, that is, the probability of the accident multiplied by the loss it would cause. Principle: economic reasoning shapes the law of negligence.
Efficient breach: if breaking a contract and paying full damages leaves one side better off and the other no worse off, the breach should be allowed. India moved the other way in 2018, when an amendment to the Specific Relief Act made specific performance the general rule rather than a discretionary remedy.
Economic reasoning in Indian law
Swiss Ribbons v. Union of India (2019): challenge to the Insolvency and Bankruptcy Code, 2016, which aims at quick, time-bound resolution of failing companies to preserve their value. Held: the Supreme Court upheld the Code.
Oleum gas case: Held: compensation was linked to the size and capacity of the enterprise, so that it would deter. Principle: an argument about incentives.
Vellore Citizens case: Held: the polluter pays principle was adopted. Principle: polluters bear the cost of their damage.
Criticisms
- Ronald Dworkin asked whether wealth is a value at all; a richer society is not automatically a better one.
- Willingness to pay depends on ability to pay, so the approach tends to favour the rich.
- Real people are not always rational, as behavioural economists have shown.
- Some things should not be for sale: Indian law prohibits commercial dealing in human organs, even between a willing buyer and a willing seller.
Efficiency is a useful servant, but a poor master.
Theories of Justice: An Overview
Aristotle's corrective justice restores the balance after a wrong; distributive justice decides how benefits and burdens are shared. Modern theories of social justice are mainly about distribution: who should get what, and why? The Preamble promises justice, social, economic and political.
- The libertarian and the Marxist stand at opposite ends.
- The liberal Rawls stands between them.
- Then come the communitarians and the capability approach of Amartya Sen and Martha Nussbaum.
Libertarian Theory: Robert Nozick
Robert Nozick (1938–2002), Harvard philosopher. His Anarchy, State, and Utopia (1974) was partly a reply to his Harvard colleague John Rawls.
Side constraints and the minimal state
Nozick asked how much power the state can rightfully have. His answer begins with individual rights:
- Each person owns their own body and abilities.
- Rights act as side constraints that nobody, not even the state, may cross, even to achieve good goals.
- People are ends, not merely means, and may not be used without their consent.
Hence only a minimal (night-watchman) state is justified: one that protects against force, theft and fraud, and enforces contracts. Anything more, like taxing the rich to help the poor, violates rights. Taxing earnings from labour is on a par with forced labour.
The entitlement theory
- Justice in acquisition: how a person first comes to own something that nobody owned.
- Justice in transfer: how property passes voluntarily from one person to another, by sale, gift or inheritance.
- Rectification: correcting past injustices in acquisition or transfer.
A person who acquired property justly, or received it through a just transfer, is entitled to it. A distribution is just if everyone is entitled to what they have.
For Nozick, justice is historical (it depends on how a distribution came about, not its end result) and unpatterned. Most other theories are patterned, requiring distribution according to need, merit and so on; Nozick said every such pattern requires constant interference with freedom.
Nozick's Wilt Chamberlain example (a basketball star), in Indian terms: wealth is distributed in a way considered perfectly just. A famous cricketer agrees to play only if every spectator drops an extra Rs 10 into a box for him. A million people happily pay. At season's end he is far richer than anyone else. Since everyone started justly and paid freely, Nozick says the new distribution must be just. Liberty upsets patterns.
Criticisms
- Almost no real property has a clean history (conquest, colonial rule, centuries of caste exclusion). Taken seriously, rectification could justify massive redistribution.
- He ignores the role of luck in talents and birth, and of society in creating wealth.
India's constitutional debate with Nozick
- The original Constitution made property a fundamental right.
- Land reforms (abolishing zamindari, land to the tiller) clashed with it, so the First Amendment, 1951 shielded land reform laws from challenge.
- Kesavananda Bharati itself arose out of Kerala's land reform laws.
- The Forty-fourth Amendment, 1978 removed property from the fundamental rights. It is now a constitutional right under Article 300A: no person shall be deprived of property save by authority of law.
R. C. Cooper (1970): Held: the Court struck down bank nationalisation, mainly over compensation.
Property Owners Association v. State of Maharashtra (2024): nine-judge bench. Held, by majority: not every privately owned resource is a material resource of the community under Article 39(b). Principle: the balance between property and redistribution keeps shifting.
Marxist, Liberal and Communitarian Theories of Justice
Marx
Karl Marx stands at the other end from Nozick. Capitalism is built on exploitation: workers produce more value than they are paid, and the capitalist keeps the difference. The formal equality of the market hides this. In a future communist society the principle would be: from each according to his ability, to each according to his needs. Article 39 echoes this concern, directing the State to distribute material resources for the common good and to prevent concentration of wealth.
John Rawls: justice as fairness
John Rawls (1921–2002); A Theory of Justice (1971) revived political philosophy. Famous opening claim: justice is the first virtue of social institutions, as truth is of systems of thought. His target was utilitarianism, since maximising total happiness could sacrifice some people for others. He wanted a theory respecting each person: justice as fairness.
Original position and veil of ignorance
A thought experiment: people choose the basic principles of society in an original position, behind a veil of ignorance, not knowing whether they will be rich or poor, man or woman, of which caste or religion, talented or not. So nobody can choose rules that favour themselves.
One who cuts a cake knowing they will get the last piece cuts it fairly. Likewise, imagine choosing rules for India without knowing whether one will be born a Dalit or in a dominant caste, in a village or a city.
The two principles
- Equal liberty: each person has an equal right to the most extensive basic liberties compatible with the same liberties for all (speech, conscience, the vote, the rule of law).
- Social and economic inequalities are allowed only if (a) attached to positions open to all under fair equality of opportunity, and (b) they benefit the least advantaged (the difference principle).
The first principle has priority: basic liberties cannot be traded for economic gain. People would choose these principles because, not knowing their position, they would make even the worst position as good as possible: maximin reasoning.
Criticisms of Rawls
- Nozick: Rawls said the difference principle treats the distribution of natural talents as a common asset; but a person's talents belong to that person, so Rawls does not take seriously the distinction between persons.
- Feminists: Rawls ignored justice within the family.
- Communitarians attacked his starting point.
Communitarian justice
- Michael Sandel: Rawls imagines an unencumbered self, without community, religion or history, choosing from nowhere; real people are shaped by their communities.
- Alasdair MacIntyre: justice only makes sense within a tradition.
- Michael Walzer (Spheres of Justice): different goods should be distributed by different principles, e.g. medical care by need, public office by merit.
Communitarians say the good of the community comes before abstract rights.
These ideas in Indian law
Reservations under Article 15(4) and Article 16(4) resemble Rawls's concern for the least advantaged and fair equality of opportunity.
State of Kerala v. N. M. Thomas (1975): Held: reservation is a part of equality, not an exception to it.
Indra Sawhney (1992): Held: reservations for other backward classes upheld, but the creamy layer excluded. Principle: a very Rawlsian focus on the truly disadvantaged.
Janhit Abhiyan (2022): Held, by majority: reservations for the economically weaker sections upheld.
The Constitution is also communitarian: it protects the cultural and educational rights of minorities (Articles 29 and 30) and the autonomy of tribal communities. The danger of communitarianism appears when a community oppresses its own weaker members.
Amartya Sen and the Idea of Justice
Born 1933 in Santiniketan, West Bengal. As a child he witnessed the Bengal famine of 1943, which shaped his work:
- Famines are often caused not by lack of food but by the collapse of entitlements, people's ability to command food through work, wages or trade.
- No major famine has occurred in a functioning democracy with a relatively free press.
- Nobel Prize in economics, 1998. Prescribed reading discusses his book The Idea of Justice (2009).
Against transcendental institutionalism
Rawls and the social contract tradition try to design a perfectly just society; Sen called this transcendental institutionalism. We need not agree on the perfect society to remove clear injustices, just as one need not identify the tallest mountain in the world to judge which of two other mountains is taller. What is needed is a comparative approach focused on how people's lives actually go.
Niti and nyaya
- Niti: organisational propriety and correct behaviour; rules and institutions.
- Nyaya: realised justice; the world that actually emerges.
A world of good rules can still be unjust in practice. Matsyanyaya is justice in the world of fish, where a big fish freely devours a small fish; preventing matsyanyaya is central to nyaya.
The flute: three children quarrel over a flute. Zoya claims it because she alone can play it; Aadil because he is so poor he has no toys at all; Neha because she made it with her own labour. A utilitarian would favour Zoya, an egalitarian Aadil, and a libertarian Neha. Each claim rests on a genuine reason; there may be no single perfect answer, so open public reasoning must decide.
The capability approach
Sen's greatest contribution. Well-being should not be measured only by income or resources but by what a person is actually able to do and to be.
- Functionings: what people do and are, e.g. being nourished, reading, working, taking part in community life.
- Capability: the real freedom to achieve them.
A fasting person and a starving person both do not eat. The functioning is the same, but the one fasting could eat if she chose, so her capability is greater. Resources also convert into capabilities differently: a wheelchair user needs more resources for the same freedom of movement.
Sen preferred open impartiality, which listens to voices from outside a society (like Adam Smith's impartial spectator), to the closed impartiality of Rawls's original position. He stressed democracy as government by discussion.
Sen's ideas in India
Right to food case, brought by the People's Union for Civil Liberties from 2001: led to orders such as cooked mid-day meals in schools, and later to the National Food Security Act, 2013.
The right to education under Article 21A expands capabilities. Sen, with Jean Dreze, has argued that India's weaknesses in basic health and education hold back its people's freedom.
Martha Nussbaum and the Capability Approach
Nussbaum is sometimes listed under libertarian theories, but she is not a libertarian at all: she is a liberal philosopher who developed the capability approach alongside Sen. An American philosopher born in 1947, she worked with Sen in the late 1980s. Women and Human Development (2000) drew on her work with poor women in India.
Sen and Nussbaum compared
| Point | Amartya Sen | Martha Nussbaum |
|---|---|---|
| List of capabilities | Refused to give a fixed list; each society should decide through public reasoning | Gave a definite list of ten central human capabilities |
| What a just society must do | Decide through public reasoning | Secure each capability for every person at least up to a threshold, a minimum below which life is not worthy of human dignity |
| Focus | Freedom and agency | Human dignity |
Frequently asked distinction: Sen gives no fixed list of capabilities (public reasoning decides; focus on freedom and agency), while Nussbaum gives a definite list of ten, each to be secured up to a threshold (focus on human dignity).
Ten central human capabilities
- Life: a life of normal length.
- Bodily health: including nourishment and shelter.
- Bodily integrity: freedom of movement, security against violence, choice in matters of reproduction.
- Senses, imagination and thought: supported by education.
- Emotions: freedom to love and grieve.
- Practical reason: forming a view of the good life and planning one's own.
- Affiliation: living with and towards others, with self-respect and without discrimination.
- Other species: concern for animals and nature.
- Play: laughing and enjoying recreation.
- Control over one's environment: political (participation, free speech) and material (property, work).
In Frontiers of Justice, she argued that Rawls's social contract cannot handle three problems: people with disabilities, justice between nations and justice to animals. Her capability approach tries to include all three.
Nussbaum's list in Indian law
- Life, health and shelter have been read into Article 21; education is protected by Article 21A.
- Concern for other species: Article 51A and the jallikattu cases.
- Disability justice: Rights of Persons with Disabilities Act, 2016.
Suchita Srivastava (2009): Held: a woman's right to make reproductive choices is part of her personal liberty. Principle: recognition of bodily integrity and reproductive choice.
Jallikattu cases: in 2014 the Court banned jallikattu; in 2023 a Constitution Bench upheld state amendments allowing it with safeguards.
Vikash Kumar v. Union Public Service Commission (2021): Held: the Court recognised reasonable accommodation, allowing a candidate with a writing disability the help of a scribe.
Justice in the Indian Legal and Political System
The Constitution follows no single theory:
- It protects liberty, as libertarians want, but refused to make property an absolute fundamental right.
- It aims at fair opportunity and help for the least advantaged, as Rawls wants; Article 39A promises equal justice and free legal aid.
- It respects communities, as communitarians want.
- Through public interest litigation, courts have tried to remove manifest injustices, in Sen's spirit.
Courts now speak of transformative constitutionalism: the Constitution is meant not only to preserve society but to transform it towards justice.
Exam tip: emphasise this mixed character of justice in the Indian Constitution.
The Realist School
The syllabus calls this law as a judicial pronouncement. The realists said: stop looking only at the rules in the books; look at what courts and officials actually do. That is the real law.
American Realism
Background: formalism
In the late nineteenth century American law was dominated by formalism: law was treated like geometry, and judges were supposed to deduce answers mechanically from rules. In practice this often hid the judges' own views.
Lochner v. New York (1905): Held: the Supreme Court struck down a law limiting bakers' working hours, in the name of freedom of contract. Many saw this as the judges' economic beliefs dressed up as logic. Holmes, dissenting: a constitution is not intended to embody a particular economic theory.
Oliver Wendell Holmes
Holmes (1841–1935), the father figure of realism, fought in the American Civil War and served nearly thirty years on the United States Supreme Court.
- The Common Law (1881): the life of the law has not been logic, it has been experience.
- The Path of the Law (1897): look at law as a bad man does. He does not care about morality; he only wants to know what will actually happen to him if he acts. Hence law means the prophecies of what the courts will do in fact, and nothing more pretentious.
John Chipman Gray
The law is only what the courts lay down. Statutes, precedents and customs are merely sources of law until a court applies them. He quoted Bishop Benjamin Hoadly: whoever has absolute authority to interpret the law is truly the lawgiver.
Prince asks his lawyer whether he can win. A formalist lawyer reads the statute and answers. A realist lawyer says the statute says one thing, but this High Court has read it narrowly for years and this judge is strict about delay, so here is what the court will likely do. For the realist, that prediction is the law that matters to Prince.
Karl Llewellyn
The most colourful realist.
- The Bramble Bush (1930), for law students: what officials do about disputes is the law itself (later softened).
- Some Realism about Realism (1931): realism is a movement, not a school, sharing starting points: law is always changing; law is a means to social ends; traditional rules do not fully explain what courts decide.
- Law jobs every society needs done, like settling and preventing disputes.
- Grand style of judging (openly weighs policy) versus formal style (pretends to be mechanical).
Jerome Frank and Joseph Hutcheson
| Rule sceptics | Fact sceptics |
|---|---|
| Realists like Llewellyn | Jerome Frank (also a rule sceptic) |
| Doubted that rules decide cases | Greatest uncertainty lies in the trial courts, in finding facts: witnesses err and sometimes lie; judges and juries have prejudices |
Jerome Frank, a judge and writer, went further than the rule sceptics. In Law and the Modern Mind (1930), he argued that the belief that law is, or can be made, certain is the basic legal myth, born of a childish longing for a father figure who always knows the answer. Judge Joseph Hutcheson admitted judges often decide by a hunch and then find reasons for it.
The joke that a judgment depends on what the judge had for breakfast is a caricature, but captures the point: judges are human, and law cannot be understood without studying their behaviour.
Hart's reply
- A judge deciding a case is not predicting her own decision; she applies rules she accepts, from the internal point of view.
- Rule scepticism is like a game of scorer's discretion: if the scorer's decisions were the only rule, the game would no longer be cricket.
- Rules guide judges in most cases, even if they leave room for choice at the edges.
Realism applied to India
- Under Article 141, the law declared by the Supreme Court binds all courts; in a real sense, the law is what the Supreme Court says it is.
- The Court has made major law no text contains: the basic structure doctrine, and the collegium system (created in 1993, defended in 2015 when the Court struck down the National Judicial Appointments Commission).
- Meanings change while texts stay the same: Article 21 did not change between Gopalan (1950) and Maneka Gandhi (1978), yet the law did; Section 377 did not change between Koushal (2013) and Navtej (2018), yet the result reversed.
- In January 2018, four senior judges held an unprecedented press conference about how cases were allocated to benches. A realist would say this shows why the choice of judges matters.
Scandinavian Realism
| American realism | Scandinavian realism (Sweden, Denmark) |
|---|---|
| Practical | Philosophical |
| Focused on courts | Focused on the psychology of law: what do words like right, duty and binding force really refer to? |
Axel Hagerstrom
Founder; philosopher at Uppsala, Sweden.
- Rights and duties do not refer to any real facts; a right cannot be seen or touched.
- Such ideas trace back to ancient magic and religion; the formal rituals of early Roman law were a kind of magic.
- Value judgments ("this is just") are expressions of feeling, not true or false statements.
Karl Olivecrona
Hagerstrom's student; Law as Fact (1939).
- Legal rules are independent imperatives: they look like commands, but no Austinian sovereign actually gives each order.
- People feel bound because of psychological conditioning from childhood to respect the law and the constitution. Force stands in the background but is rarely needed.
- Performative words create legal effects just by being said in the right form, almost like magic spells.
Under Section 7 of the Hindu Marriage Act, where the ceremony includes saptapadi (seven steps taken by bride and groom together before the sacred fire), the marriage becomes complete and binding when the seventh step is taken. A few steps and words change legal status: for Olivecrona, the psychological power of ritual form.
Alf Ross
Danish jurist; On Law and Justice (1958). He combined the American focus on courts with the Scandinavian focus on psychology. Valid law is the set of norms judges actually feel bound by and use in deciding cases; a statement about valid law is really a prediction of how courts will decide, based on the ideas judges actually hold.
Tu-Tu
In this witty essay Ross described an imaginary tribe on imaginary islands whose names, spelled backwards, read illusion and fiction. A man who meets his mother-in-law, or eats food meant for the chief, becomes tu-tu and must undergo purification. Tu-tu means nothing in itself; it links certain facts to certain consequences. Legal words like ownership work the same way.
Prince buys a flat. Under Section 54 of the Transfer of Property Act, a sale of immovable property worth Rs 100 or more can be made only by a registered document. Once the deed is registered, Prince is the owner, and consequences follow: he can live there, sell it, or sue a trespasser. Ownership, like tu-tu, connects the fact of registration to these consequences.
Suraj Lamp and Industries v. State of Haryana (2011): Held: so-called sales through a power of attorney or an agreement do not transfer ownership.
Ross on justice: invoking justice is like banging on the table, an emotional expression that turns a demand into an absolute claim. Meaningfully, justice only means applying the rules correctly and consistently.
Vilhelm Lundstedt
Went further, rejecting rights and duties as meaningless; law should be guided only by what actually promotes social welfare.
The two realisms compared
Both reject metaphysics and study law as fact.
| Point | American realism | Scandinavian realism |
|---|---|---|
| Studies | Behaviour of judges and courts | Psychology of legal ideas |
| Character | Practical, reform-minded | Philosophical |
| Prediction | Holmes predicts what courts will do | Ross predicts it too, but explains it through the ideology judges feel bound by |
Criticisms of realism
- Hart: reducing rules to feelings or predictions misses the internal point of view; a judge who says a rule is binding is not describing her feelings.
- The value scepticism of Hagerstrom and Ross is dangerous: if justice is only banging on the table, how can an evil law be condemned?
Still, realism stripped away the mystery around law and directed attention to what actually happens in courts and in people's minds.
Marxist Jurisprudence
Here law is studied as an instrument of dominance. The first kind of dominance examined is economic, and the thinker behind it is Karl Marx.
The Marxist school (I): Karl Marx
Karl Marx (1818–1883) studied law as a young man in Germany before turning to philosophy and economics. With his friend Friedrich Engels he wrote The Communist Manifesto (1848). His great work, Capital, appeared from 1867.
Historical materialism
Marx's central idea is historical materialism. Every society has an economic base, made up of:
- Forces of production: land, tools, factories.
- Relations of production: who owns them and who works for whom.
On this base stands a superstructure of law, politics, religion and ideas. The base shapes the superstructure. In Marx's words, it is not people's consciousness that determines their social being, but their social being that determines their consciousness.
Base and superstructure: the economic base (forces and relations of production) shapes the superstructure (law, politics, religion, ideas). Law therefore belongs to the superstructure.
Law is not neutral
Law grows out of economic relations and serves the class that owns the means of production. The Manifesto declares that the history of all hitherto existing society is the history of class struggles: freeman and slave, lord and serf, and in modern times, capitalist and worker. It calls the government of the modern state a committee for managing the common affairs of the capitalist class.
Law as ideology
Law also works as ideology. It makes class interests look like universal principles.
Prince owns a factory. Farhan, who has no land and no savings, signs a contract to work there for very low wages. The law calls this a free contract between equals. A Marxist says Farhan was not really free: he had to accept or go hungry. The formal equality of contract law hides the real inequality of power.
Engels's warning against a crude reading
In a letter of 1890, Engels explained that the economic factor is the determining element only in the last instance. It is not the only factor, and law and politics can react back upon the economy.
The withering away of the state
Marx predicted that the workers would overthrow capitalism and set up a transitional dictatorship of the proletariat. Then, in a classless communist society, the state would no longer be needed as an instrument of class rule. In Engels's phrase, the state is not abolished, it withers away, and with it, law as we know it.
Indian illustrations
- The colonial Permanent Settlement of 1793 created a powerful class of landlords, the zamindars, through law.
- Bonded labour, where a debt binds a worker to a master for years, was dressed up as a private agreement. Parliament abolished it by the Bonded Labour System Abolition Act, 1976.
Bandhua Mukti Morcha (1983): bonded labourers working in stone quarries near Faridabad. Held: the Supreme Court acted to free them.
The Marxist school (II): later Marxist theories
Soviet legal theory: Pashukanis and Vyshinsky
After the Russian Revolution, Marxist legal theory faced a real test.
- Evgeny Pashukanis, a Soviet jurist, developed the commodity form theory of law. Law arises from the exchange of commodities. The legal subject, the abstract person with rights who makes contracts, mirrors the owner of goods in the market. So law is essentially a capitalist form and would wither away under communism.
- Stalin's state needed strong law, not withering law. Pashukanis was denounced and, in 1937, executed.
- His rival, Andrei Vyshinsky, redefined socialist law as the will of the working class, enforced by the state. Law did not wither away; it grew stronger.
Western Marxists
- Karl Renner (later President of Austria): a legal institution like property can keep its form while its social function changes, from protecting a craftsman's workshop to giving a capitalist control over thousands of workers' lives.
- Antonio Gramsci (imprisoned by the Italian fascists): introduced hegemony. The ruling class rules not only by force but by consent, shaping common sense through culture, education, religion and law.
- Louis Althusser: distinguished the repressive state apparatus (police, courts, prisons) from ideological state apparatuses (schools, families, media). Law belongs to both.
E. P. Thompson: a vital correction
The historian E. P. Thompson, in Whigs and Hunters (1975), studied the Black Act, a harsh eighteenth-century English law that made many minor offences punishable by death. He agreed that the law served the ruling class. But he found that, to work, law must appear just, and so it must sometimes actually be just, which also restrains the rulers. He concluded that the rule of law is an unqualified human good. This is a vital correction to crude Marxism.
Criticisms of Marxism
- It reduces law too much to economics.
- The prediction that law would wither away failed completely, and states that claimed to follow Marx often became tyrannies.
- It neglects forms of dominance that are not about class, such as gender, race and caste.
Ambedkar on caste and class
The last criticism matters greatly in India. Dr. Ambedkar argued that caste is not merely a division of labour, but a division of labourers, graded one above another. So class analysis alone cannot explain Indian inequality. In his essay Buddha or Karl Marx, he shared Marx's goal of ending exploitation but rejected violence and dictatorship as the means.
Marxist ideas and the Indian Constitution
- The Forty-second Amendment (1976) added the word "socialist" to the Preamble.
- The directive principles in Articles 39 and 43 ask the State to prevent the concentration of wealth and to secure a living wage for workers.
- Land reforms, the nationalisation of banks (1969) and the abolition of the privy purses of former princes (1971) reflect this spirit.
- Some scholars read India's long struggle over property, between Parliament and the courts, as a class struggle carried on through law. One need not agree, but should be able to explain that reading.
Balram Singh v. Union of India (2024): a challenge to the word "socialist" in the Preamble. Held: the Supreme Court rejected the challenge. Principle: socialism in India means a welfare state, not a fixed economic policy binding every elected government.
Critical Legal Studies and Post-Modernism
The Marxists saw law as a tool of economic dominance. The thinkers in this part widen the lens: they see law as a tool of social, political and ideological dominance.
The Critical Legal Studies movement
Critical Legal Studies (CLS) began in America in 1977, at a conference at the University of Wisconsin. Its founders, law teachers such as Duncan Kennedy, Roberto Unger and Mark Tushnet, had grown up with the civil rights movement and the protests against the Vietnam War, and drew on both realism and Marxism.
The central slogan of CLS: law is politics. Legal decisions are not the result of neutral logic; they are shaped by political and ideological choices.
First key idea: indeterminacy
For almost every legal rule there is a counter-rule; for every principle, an opposite principle. Contract law values freedom of contract, but also protects the weaker party. Duncan Kennedy showed that private law is torn between individualism (each person looking after their own interests) and altruism (concern for others). Since the materials point both ways, the law does not determine the outcome. The judge chooses, and the choice is political.
Second key idea: legitimation
Law makes existing hierarchies of wealth, race and gender look natural, necessary and fair. People accept inequality because it comes dressed in the neutral language of law. Kennedy even argued that legal education itself trains students to accept hierarchy.
The critique of rights, and the reply
Some in the movement criticised rights. Tushnet argued that rights talk is unstable and can distract people from real political struggle. Scholars of race, such as Patricia Williams, replied strongly: for people who were long denied rights, rights are not an illusion but a hard-won source of dignity and power.
How CLS differs from its parents
| Compared with | Their position | CLS position |
|---|---|---|
| Realists | Wanted to improve law with social science | The whole liberal legal order is ideological |
| Classical Marxists | Reduce everything to economics | Do not reduce everything to economics |
Criticism: the movement exaggerates indeterminacy, since most cases are easy, and offers little in place of what it criticises.
Roberto Unger
Roberto Mangabeira Unger, born in Brazil in 1947, is a professor at Harvard Law School and has also served as a government minister in Brazil. His article The Critical Legal Studies Movement (1983) is the movement's best-known statement.
The two beliefs Unger attacked
- Formalism: the belief that legal reasoning is a distinct method of justification, clearly separate from open political and ideological argument.
- Objectivism: the belief that the legal materials, or existing institutions, reflect a necessary and rational order; for instance, that a market economy or a democracy can only take the form it has today.
Both beliefs, said Unger, are false.
False Necessity
In False Necessity (1987), Unger argued that social arrangements are not natural or necessary. People made them, and people can remake them. He proposed:
- Deviationist doctrine: using legal argument to push the law towards its own ideals.
- Empowered democracy: institutions open to constant revision.
- Destabilisation rights: rights to break open institutions and hierarchies that have become entrenched.
Indian parallels
The idea that caste hierarchy is man-made and can be dismantled lies behind Article 17 and Dr. Ambedkar's whole constitutional project. Some public interest cases work almost like destabilisation rights.
Vineet Narain v. Union of India (1997): a corruption investigation. Held: the Supreme Court kept the investigation under its continuing supervision and gave directions to protect the investigating agency's independence. The case works almost like a destabilisation right.
Critics find Unger utopian, but his message is simple: what exists is not the only thing that is possible.
Post-modernism (I): Lyotard and Foucault
Modernity first
Since the Enlightenment, modern thought believed in reason, science, progress and universal truths, and built grand theories to explain everything. In law this produced the ideals of neutral rules, objective reasoning and universal rights. Post-modernism is sceptical of all this.
Jean-Francois Lyotard
The French philosopher Lyotard, in The Postmodern Condition (1979), described post-modernism as incredulity towards metanarratives: disbelief in grand stories like the steady march of reason or the liberation of humanity. Instead, there are many smaller stories, each with its own rules.
Michel Foucault
Foucault was the most influential post-modern thinker for law. His book Discipline and Punish (1975) opens with a gruesome public execution in Paris in 1757, and then shows a strict timetable for young prisoners drawn up about eighty years later. Punishment moved from torturing the body to disciplining the mind.
Foucault's model of modern power was Bentham's Panopticon, a prison designed so that inmates can be watched at any moment from a central tower without knowing when, so they learn to watch themselves. The irony: the great positivist reformer gave Foucault his image of modern control.
For Foucault, power is not only held by a sovereign and exercised through law; it runs through schools, hospitals, factories and prisons. Knowledge and power go together: experts who classify people as normal or abnormal, criminal or insane, exercise power through that very knowledge.
Indian illustrations
- Under the Criminal Tribes Act, 1871, the colonial government declared entire communities to be born criminals, using so-called expert knowledge. After independence the Act was repealed in 1952 and these communities were denotified, but the stigma lasted much longer.
- A modern example is surveillance.
The Aadhaar case (2018): challenge to the Aadhaar scheme. Held: the Supreme Court upheld the scheme by majority, but struck down the provision letting private companies use it for authentication. Justice Chandrachud's dissent warned about a state that knows everything about its citizens.
Post-modernism (II): Derrida and the critics
Jacques Derrida: deconstruction
Derrida, a French philosopher born in Algeria, gave us deconstruction. Texts do not have one fixed meaning. They depend on pairs of opposites, such as man and woman, reason and emotion, public and private, in which one side is quietly treated as superior. Deconstruction brings these hidden hierarchies to light.
In his lecture Force of Law, Derrida argued that every legal order was founded by an act of force that was, at that moment, neither legal nor illegal, because there was no law yet to judge it. So law can always be deconstructed. But justice cannot be: justice is an endless demand to respond to each unique person and case, which no rule can fully capture.
Criticisms of post-modernism
- If there is no objective truth, how can we say that any law is unjust?
- Its language is often obscure.
- It can lead to political paralysis.
- Habermas said it uses reason to attack reason.
Post-modern insights in Indian law
National Legal Services Authority v. Union of India (2014): Held: the Supreme Court recognised transgender persons as a third gender and upheld the right to self-identify one's gender. Principle: the old binary of male and female was broken.
The Transgender Persons (Protection of Rights) Act, 2019 was criticised for requiring a certificate from a District Magistrate. In 2026 an amendment went further: it removed the right to a self-perceived gender identity and required a medical board's recommendation before a certificate is issued. It has been challenged in the Supreme Court as a retreat from the NALSA judgment, and the Court has refused to stay it.
CLS and post-modernism in the light of Indian law, society and politics
Indeterminacy in India
- Article 21 changed from Gopalan to Maneka Gandhi.
- Section 377 moved from Koushal to Navtej.
- Sedition is another example (below).
Kedar Nath Singh (1962): Held: the Supreme Court upheld the sedition law but limited it to speech inciting violence or public disorder.
S. G. Vombatkere v. Union of India (2022): Held: the Supreme Court put the sedition law on hold.
The B.N.S. (2023) dropped the word "sedition", but its Section 152 punishes acts endangering the sovereignty, unity and integrity of India, which critics say could be used in similar ways.
Legitimation in India
- Anatole France mocked the majestic equality of the law, which forbids rich and poor alike to sleep under bridges.
- In India, a large majority of prisoners are undertrials, many unable to afford bail or a good lawyer.
- Proceedings in the Supreme Court and High Courts are mainly in English under Article 348, a language most Indians do not speak.
- Marc Galanter explained why the haves come out ahead: repeat players such as big companies and the government can plan and wait, while one-time litigants cannot.
The Indian answer to the critics
Rights have been powerful tools for the marginalised. Dr. Ambedkar chose constitutional rights, not their rejection, as the path to dignity, and public interest litigation opened the courts to the poor.
CLS and post-modernism are tools of suspicion. Use them to ask whose interests a law serves, what it hides and whose voice is missing, but do not throw away the commitment to rights and the rule of law.
Feminist Jurisprudence
Feminist jurisprudence turns to the voice that law ignored for the longest time: the voice of women. The syllabus calls this gender dominance. Feminist jurisprudence examines how law has been made largely by men, from the viewpoint of men, and how it affects women and people of other genders.
Asking the woman question (Katharine Bartlett): whenever you study a law, ask whose experience it reflects, whose it leaves out, and whether it affects women differently.
Law's maleness was once open and official. In 1916 the Calcutta High Court refused to enrol Regina Guha, a law graduate, as a pleader because she was a woman. Only in 1923 did a law allow women to practise law in India.
Strands of feminist legal thought
Liberal feminism
Mary Wollstonecraft (1792) and John Stuart Mill in The Subjection of Women argued that women are as rational as men and deserve the same rights: to vote, own property, study and work. Its goal is formal equality. Critics asked: equal to whom? If the standard is a male worker, what about pregnancy? Sameness can make men the measure of everything.
Cultural feminism
Women may differ from men, and the difference deserves respect. Carol Gilligan, in In a Different Voice (1982), argued that women often reason through an ethic of care, focused on relationships, while the law values an ethic of justice, focused on abstract rights. Robin West added that legal theory imagines people as separate individuals, while many women's lives are shaped by connection. Critics warned that this risks reviving old stereotypes.
Radical feminism
Led by Catharine MacKinnon: the real issue is not difference but dominance. Gender is a hierarchy of power; men have defined what counts as normal, and law has built that power into itself. MacKinnon helped establish that sexual harassment is a form of sex discrimination. Radical feminists also attacked the line between public and private: by calling the home private, law long ignored domestic violence and marital rape. The women's movement's slogan: the personal is political.
Other strands
- Post-modern feminism (Judith Butler): gender is not a fixed essence but is performed through repeated acts, which opened the way for queer theory.
- Intersectionality (Kimberle Crenshaw): in one American case, black women who claimed discrimination at a car company failed, because the court would look at race and sex only separately, and black women fell between the two.
- Postcolonial feminism (Chandra Talpade Mohanty): criticised Western feminists for portraying women of the global South only as passive victims.
In India intersectionality is essential: a Dalit woman, a tribal woman, a Muslim woman or a disabled woman may face several forms of dominance at once.
| Strand | Main thinkers | Core idea |
|---|---|---|
| Liberal | Wollstonecraft, Mill | Same rights; formal equality (criticised: equal to whom?) |
| Cultural | Gilligan, Robin West | Difference deserves respect; ethic of care (criticised: risks reviving stereotypes) |
| Radical | MacKinnon | Dominance, not difference; the personal is political |
| Post-modern | Judith Butler | Gender is performed through repeated acts |
| Intersectional | Kimberle Crenshaw | Several forms of discrimination overlap |
| Postcolonial | Chandra Talpade Mohanty | Women of the global South are not merely passive victims |
Feminist jurisprudence and gender justice in India
Constitutional commitment
- Article 14: equality.
- Article 15(1): no discrimination on grounds of sex; Article 15(3): special provisions for women and children.
- Article 39: equal pay for equal work for men and women.
- Article 42: maternity relief.
- Article 51A: citizens to renounce practices derogatory to the dignity of women.
- Seventy-third and Seventy-fourth Amendments (1992): one-third of seats in panchayats and municipalities reserved for women.
- Hundred and Sixth Amendment (2023): one-third reservation for women in the Lok Sabha and State Legislative Assemblies, to take effect after the next delimitation.
Struggle in the courts: custodial rape and harassment
Tuka Ram v. State of Maharashtra (the Mathura case, 1978): a young tribal girl alleged that, inside a police station, one policeman raped her and another molested her. Held: the Supreme Court acquitted them, reasoning that she raised no alarm, bore no injuries, and so must have consented. In 1979 four law teachers, including Upendra Baxi and Lotika Sarkar, wrote an open letter condemning the judgment, and protests spread across the country. In 1983 the law was changed to deal specifically with custodial rape and to presume absence of consent in certain cases. Principle: the woman question in action; the judges had judged consent from a male point of view.
Vishaka v. State of Rajasthan (1997): arose from the alleged gang rape of Bhanwari Devi, a social worker who had tried to stop a child marriage. There was no law on sexual harassment at the workplace. Held: the Supreme Court laid down binding guidelines, which applied until the Sexual Harassment of Women at Workplace Act, 2013.
Personal laws
Mary Roy v. State of Kerala (1986): Held: Syrian Christian women won equal rights of inheritance.
Shah Bano case (1985): Held: the Court upheld a divorced Muslim woman's right to maintenance. Parliament then passed a law in 1986 that seemed to limit this.
Danial Latifi (2001): Held: the Court read the 1986 law to secure a fair and reasonable provision for the divorced woman's future.
Shayara Bano (2017): Held: the Court set aside instant triple talaq.
Vineeta Sharma (2020): Held: daughters are coparceners in Hindu joint family property by birth, just like sons.
Rejecting paternalism
Courts have rejected paternalism: laws that restrict women in the name of protecting them.
Anuj Garg v. Hotel Association of India (2007): Held: the Court struck down a law barring women from working in establishments where liquor was served.
Joseph Shine (2018): Held: the Court struck down the adultery law, which treated a wife as her husband's property.
Babita Puniya (2020): Held: the Court rejected stereotypes about women's physical abilities and held that women officers in the Army must be considered for permanent commission on equal terms with men.
Sexual autonomy: a mixed picture
Independent Thought (2017): Held: sex with a wife below eighteen is rape.
X v. Principal Secretary, Health and Family Welfare Department, Delhi (2022): Held: unmarried women have the same access to abortion as married women; marital rape was recognised for that limited purpose.
After the Delhi gang rape of 2012, the Justice Verma Committee recommended removing the marital rape exception altogether, but this was not accepted. Even the B.N.S. keeps the exception for wives who are not under eighteen, and challenges to it have been pending before the Supreme Court.
For gender minorities, the Court recognised transgender identity in the National Legal Services Authority case and decriminalised same-sex relations in Navtej.
Supriyo Chakraborty (2023): Held: the Court declined to recognise same-sex marriage, leaving the matter to Parliament.
Law in books and law in action
Recall Pound's gap between law in books and law in action. Dowry is banned and domestic violence is a legal wrong, yet both persist. Feminist jurisprudence asks us to look not only at what the law says, but at how it actually works in women's lives.
Indian Legal and Constitutional Connections
The Indian Constitution is a meeting place of almost every school of jurisprudence:
- Positivist: a written, enacted document; Articles 13, 245 and 141 tell us which rules count as law.
- Kelsen and Hart: a Kelsenian hierarchy of norms, and a Hartian rule of recognition that judges have developed in practice, as the basic structure shows.
- Natural law: in Part III.
- Fuller's inner morality: in the rule against retrospective criminal laws.
- Dworkin: its judges reason from principles.
- Dharma: in Article 51A.
- Historical school: respects custom and personal law while reforming them.
- Pound: balances interests under Article 19.
- Theories of justice: promises justice, social, economic and political, and reserves opportunities for the least advantaged.
- Feminist and critical insights: absorbed through cases like Vishaka and the transgender rights judgment.
The journey of Article 21
- Gopalan (1950): read Article 21 as a positivist would. Law means enacted law, and courts cannot ask whether it is fair.
- A.D.M. Jabalpur (1976): that reasoning reached its extreme. With the remedy suspended, the right to life seemed to disappear. Only Justice Khanna, in dissent, spoke the language of natural law.
- Maneka Gandhi (1978): procedure must be fair, just and reasonable, and Articles 14, 19 and 21 must be read together. That was Fuller's inner morality, and more.
- Later years: the Court read into Article 21 the rights to dignity, livelihood, speedy trial, health, education and a clean environment, a sociological and capability-based expansion that Pound, Sen and Nussbaum would recognise.
- Puttaswamy (2017): declared privacy a fundamental right, called life and liberty inherent rights, and buried A.D.M. Jabalpur.
- Navtej and Joseph Shine (2018): used dignity and constitutional morality to protect sexual autonomy, answering questions that Hart, Devlin and the feminists had debated.
One short Article has travelled from Austin to Aquinas, from Hart to Dworkin, and from Pound to Nussbaum. That is Indian jurisprudence in a nutshell.
Where does sovereignty lie in India?
- Berubari: even giving away territory needs a constitutional amendment.
- Kesavananda: even the amending power cannot destroy the basic structure.
- The Preamble: the Constitution was given by the people to themselves.
Sovereignty in India is not a person or a single body, as Austin imagined. It rests in the people, speaking through a supreme Constitution which binds every organ of the State.
Final Revision and Comparative Understanding
One rule, many lenses
Prince parked in a no-parking zone and was fined. Why is that rule law?
| Thinker | Why the rule is law, or the question asked of it |
|---|---|
| Austin | The sovereign commanded it, with a sanction |
| Kelsen | A higher norm authorises it, ending in the Grundnorm |
| Hart | It is valid under the rule of recognition that officials accept |
| Aquinas and Finnis | Does it serve the common good? |
| Fuller | Was it published, clear and prospective? |
| Dworkin | What does the best interpretation of our legal practice require? |
| Savigny | Does it fit the people's customs? |
| Ehrlich | Do people actually follow it? |
| Pound | How does it balance competing interests? |
| Bentham | Does it increase happiness? |
| Posner | Is it efficient? |
| Holmes | What will the court actually do? |
| Ross | Do judges feel bound to apply it? |
| Marx | Which class does it serve? |
| Critical scholars | What does it hide? |
| Feminists | How does it affect women? |
Comparisons most often asked in exams
| Pair | First view | Second view |
|---|---|---|
| Austin v. Hart | Commands and habits | Rules and acceptance |
| Austin v. Kelsen | A sovereign person | A chain of norms |
| Kelsen v. Hart | A presupposed Grundnorm | A rule of recognition that exists as a social fact |
| Hart v. Fuller | Law and morality separate | Law with an inner morality |
| Hart v. Dworkin | Rules and discretion | Principles and one right answer |
| Dworkin v. Raz | Law as interpretation | Law identified by its sources |
| Hart v. Devlin | The harm principle | Enforcement of shared morality |
| Bentham v. Savigny | Codification | Organic growth of law |
| Ehrlich v. Pound | The living law of society | Law as a tool of social engineering |
| American v. Scandinavian realism | The behaviour of courts | The psychology of legal ideas |
| Nozick v. Rawls | Entitlement and the minimal state | Fairness and the least advantaged |
| Rawls v. Sen | Perfectly just institutions | Removal of real injustice |
| Sen v. Nussbaum | An open idea of capability | A definite list of ten central capabilities with a threshold |
| Marxism v. CLS | Economic dominance | Ideological dominance |
| Liberal v. radical feminism | Equality of treatment | The end of dominance |
Structure for written answers
- Begin with a clear definition in one or two sentences.
- Introduce the thinker and the problem the theory was answering.
- Explain the main ideas step by step.
- Give an everyday example and an Indian case.
- Compare with at least one rival theory.
- State the main criticisms.
- End with your own balanced conclusion.
For the viva, be ready to explain every theory with one example and one Indian case, in your own words.
Common mistakes to avoid
- Do not say that positivists support unjust laws.
- Do not confuse the Grundnorm with the Constitution itself.
- Do not mix up Hart's primary and secondary rules with Kelsen's primary and secondary norms, which are about duties and sanctions.
- Do not call Nussbaum a libertarian.
- Do not treat any single theory as the complete truth.
Quick revision
- Each school sees a part of law clearly and misses something else.
- The positivists see its structure.
- The natural lawyers see its moral purpose.
- The sociologists see its social life.
- The realists see the judges.
- The critical schools see its hidden power.
- Same rule, many lenses: each thinker asks a different question of the same law.
- A good lawyer, and a good citizen, learns to look through all these lenses.